BRONSON STEVEN N (COB, CEO, President) exercised options at QUALSTAR CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/10/2020ACC: 0001104659-20-031518
DirectorOfficer10% Owner· COB, CEO, President
Since May 2019
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
25K acquired · 25K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+25K
Price / share
—
Trade value
—
% of position
171.0%
3/6/2020
14.62K→39.62K
Total
Net shares
+25K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/6/2020 | M · Option Exercise | +25K | — | — | 171.0% | 14.62K | 39.62K |
| Total | +25K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
Held after
25K
Exercisable
—
3/6/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock25K shares | 3/6/2020 | M · Option Exercise | −25K | — | 25K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned708.29K
Common Stock
IndirectShares owned10K
Common Stock
IndirectShares owned708.29K
Total
1.43M indirect1.43M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 708.29K | Indirect |
| Common Stock | 10K | Indirect |
| Common Stock | 708.29K | Indirect |
| Total | 1.43M | 1.43M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported