BROMBACH THEODORE J (President & CEO) reported 1 transaction at XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TRUST
Review the transaction codes below to understand the nature of each event.
Filed: 12/30/2025ACC: 0001718218-25-000003
→
OfficerOther· President & CEO
Since Aug 2018
-7.81K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
7.81K disposed
Non-Derivative Transactions1
Common Shares of Beneficial Ownership
Indirect
Shares
−7.81K
Price / share
—
Trade value
—
% of position
32.7%
12/24/2025
23.92K→16.10K
Total
Net shares
−7.81K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Ownership Indirect | 12/24/2025 | G · Gift | −7.81K | — | — | 32.7% | 23.92K | 16.10K |
| Total | −7.81K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Shares of Beneficial Ownership
DirectShares owned544.86K
Common Shares of Beneficial Ownership
IndirectShares owned10.25K
Total
544.86K direct·10.25K indirect555.11K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Shares of Beneficial Ownership | 544.86K | Direct |
| Common Shares of Beneficial Ownership | 10.25K | Indirect |
| Total | 555.11K | 544.86K direct·10.25K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported