BROENNIMAN PHILIP R

PrivateCIK: 1781770

Location

PLYMOUTH MEETING, PA

BROENNIMAN PHILIP R exercised options at AUTHID INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

BROENNIMAN PHILIP R

Filed: 7/5/2022ACC: 0001213900-22-037225

InsiderBROENNIMAN PHILIP RCIK 1781770

→

IssuerAUTHID INC.CIK 1534154

Director

Since Mar 2020

+10.06K

Net shares

Net buyer

$30.1K

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

10.06K acquired

Non-Derivative Transactions2

Common Stock, $.0001 par value

Direct

M · Option Exercise

Shares

+915.00

Price / share

$2.99

Trade value

$2.74K

% of position

0.5%

6/30/2022

173.06K→173.97K

Common Stock, $.0001 par value

Indirect

M · Option Exercise

Shares

+9.15K

Price / share

$2.99

Trade value

$27.36K

% of position

2.7%

6/30/2022

343.94K→353.09K

Total

Net shares

+10.06K

Net value

$30.09K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $.0001 par value Direct	6/30/2022	M · Option Exercise	+915.00	$2.99	$2.74K	0.5%	173.06K	173.97K
Common Stock, $.0001 par value Indirect	6/30/2022	M · Option Exercise	+9.15K	$2.99	$27.36K	2.7%	343.94K	353.09K
Total			+10.06K		$30.09K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)8

Warrants

Direct

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

8.75K

Shares owned

8.75K

Exercise price

2.64

Expiration

—

Exercise window

—

Senior Secured Convertible Note

Indirect

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

270.27K

Shares owned

270.27K

Exercise price

3.70

Expiration

—

Exercise window

—

Warrants

Indirect

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

30.97K

Shares owned

30.97K

Exercise price

4.50

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

388.74K

Shares owned

388.74K

Exercise price

7.20

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

555.56K

Shares owned

555.56K

Exercise price

2.10

Expiration

—

Exercise window

—

Senior Secured Convertible Note

Direct

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

27.03K

Shares owned

27.03K

Exercise price

3.70

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

11.67K

Shares owned

11.67K

Exercise price

4.95

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

10.24K

Shares owned

10.24K

Exercise price

15.16

Expiration

—

Exercise window

—

Total

Underlying

1.30M

Owned

1.30M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrants Direct	Common Stock, $0.0001 par value per share	2.64	—	—	8.75K	8.75K
Senior Secured Convertible Note Indirect	Common Stock, $0.0001 par value per share	3.70	—	—	270.27K	270.27K
Warrants Indirect	Common Stock, $0.0001 par value per share	4.50	—	—	30.97K	30.97K
Stock Options Direct	Common Stock, $0.0001 par value per share	7.20	—	—	388.74K	388.74K
Stock Options Direct	Common Stock, $0.0001 par value per share	2.10	—	—	555.56K	555.56K
Senior Secured Convertible Note Direct	Common Stock, $0.0001 par value per share	3.70	—	—	27.03K	27.03K
Warrants Direct	Common Stock, $0.0001 par value per share	4.95	—	—	11.67K	11.67K
Stock Options Direct	Common Stock, $0.0001 par value per share	15.16	—	—	10.24K	10.24K
Total					1.30M	1.30M

BROENNIMAN PHILIP R — Insider Transaction (Form 4) Filed Jul 5, 2022 | Finecho