BROENNIMAN PHILIP R

PrivateCIK: 1781770

Location

PLYMOUTH MEETING, PA

BROENNIMAN PHILIP R received a stock award from AUTHID INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

BROENNIMAN PHILIP R

Filed: 3/23/2022ACC: 0001213900-22-014524

InsiderBROENNIMAN PHILIP RCIK 1781770

→

IssuerAUTHID INC.CIK 1534154

Director

Since Mar 2020

+300.71K

Net shares

Net buyer

$11.0K

Total acquired

0

Open market trades

0B · 0S

4

Total transactions

300.71K acquired

Non-Derivative Transactions2

Common Stock, $.0001 par value

Direct

A · Award

Shares

+311.00

Price / share

$3.22

Trade value

$1K

% of position

0.2%

3/21/2022

172.75K→173.06K

Common Stock, $.0001 par value

Indirect

A · Award

Shares

+3.11K

Price / share

$3.22

Trade value

$10K

% of position

0.9%

3/21/2022

340.83K→343.94K

Total

Net shares

+3.42K

Net value

$11K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $.0001 par value Direct	3/21/2022	A · Award	+311.00	$3.22	$1K	0.2%	172.75K	173.06K
Common Stock, $.0001 par value Indirect	3/21/2022	A · Award	+3.11K	$3.22	$10K	0.9%	340.83K	343.94K
Total			+3.42K		$11K

Derivative Transactions2

Senior Secured Convertible Note

Indirect

A · Award

Converts to

Common Stock, $0.0001 par value per share

270.27K shares

Shares

+270.27K

Strike price

3.70

Held after

270.27K

Exercisable

—

3/21/2022

Senior Secured Convertible Note

Direct

A · Award

Converts to

Common Stock, $0.0001 par value per share

27.03K shares

Shares

+27.03K

Strike price

3.70

Held after

27.03K

Exercisable

—

3/21/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Senior Secured Convertible Note Indirect	Common Stock, $0.0001 par value per share270.27K shares	3/21/2022	A · Award	+270.27K	3.70	—	270.27K
Senior Secured Convertible Note Direct	Common Stock, $0.0001 par value per share27.03K shares	3/21/2022	A · Award	+27.03K	3.70	—	27.03K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)6

Warrants

Indirect

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

30.97K

Shares owned

30.97K

Exercise price

4.50

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

555.56K

Shares owned

555.56K

Exercise price

2.10

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

8.75K

Shares owned

8.75K

Exercise price

2.64

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

388.74K

Shares owned

388.74K

Exercise price

7.20

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

10.24K

Shares owned

10.24K

Exercise price

15.16

Expiration

—

Exercise window

—

Warrants

Direct

Underlying security

Common Stock, $0.0001 par value per share

Underlying shares

11.67K

Shares owned

11.67K

Exercise price

4.95

Expiration

—

Exercise window

—

Total

Underlying

1.01M

Owned

1.01M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Warrants Indirect	Common Stock, $0.0001 par value per share	4.50	—	—	30.97K	30.97K
Stock Options Direct	Common Stock, $0.0001 par value per share	2.10	—	—	555.56K	555.56K
Warrants Direct	Common Stock, $0.0001 par value per share	2.64	—	—	8.75K	8.75K
Stock Options Direct	Common Stock, $0.0001 par value per share	7.20	—	—	388.74K	388.74K
Stock Options Direct	Common Stock, $0.0001 par value per share	15.16	—	—	10.24K	10.24K
Warrants Direct	Common Stock, $0.0001 par value per share	4.95	—	—	11.67K	11.67K
Total					1.01M	1.01M

BROENNIMAN PHILIP R — Insider Transaction (Form 4) Filed Mar 23, 2022 | Finecho