BROENNIMAN PHILIP R enters AUTHID INC. with 9.91M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 3/10/2020ACC: 0001213900-20-005858
9.91M
Baseline shares
52% direct
5.18M
Direct ownership
2 positions
612.50K
Derivative underlying
2 instruments
3
Security positions
4.72M indirect
Non-Derivative Holdings3
Common Stock, $0.0001 par value
DirectShares owned1.50M
Common Stock, $0.0001 par value
DirectShares owned3.68M
Common Stock, $0.0001 par value
IndirectShares owned4.72M
Total
5.18M direct·4.72M indirect9.91M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $0.0001 par value | 1.50M | Direct |
| Common Stock, $0.0001 par value | 3.68M | Direct |
| Common Stock, $0.0001 par value | 4.72M | Indirect |
| Total | 9.91M | 5.18M direct·4.72M indirect |
Derivative Holdings2
Warrants
DirectUnderlying security
Common Stock, $0.0001 par value
Underlying shares
350K
Shares owned
N/A
Exercise price
0.165
Expiration
—
Exercise window
—
Warrants
DirectUnderlying security
Common Stock, $0.0001 par value
Underlying shares
262.50K
Shares owned
N/A
Exercise price
0.088
Expiration
—
Exercise window
—
Total
Underlying
612.50K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants Direct | Common Stock, $0.0001 par value | 0.165 | — | — | 350K | N/A |
| Warrants Direct | Common Stock, $0.0001 par value | 0.088 | — | — | 262.50K | N/A |
| Total | 612.50K | 0.00 | ||||