BRODERICK PATRICK A (EVP, GC & Corporate Secretary) reported 2 transactions at INTERSECT ENT, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 5/16/2022ACC: 0001562180-22-004074
Officer· EVP, GC & Corporate Secretary
Since Nov 2020
-92.11K
Net shares
Net seller
$1.33M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
92.11K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−42K
Price / share
$28.25
Trade value
$1.19M
% of position
89.1%
5/13/2022
47.12K→5.12K
Common Stock
Direct
Shares
−5.12K
Price / share
$28.25
Trade value
$144.56K
% of position
New position
5/13/2022
5.12K→0.00
Total
Net shares
−47.12K
Net value
-$1.33M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/13/2022 | U · U | −42K | $28.25 | $1.19M | 89.1% | 47.12K | 5.12K |
| Common Stock Direct | 5/13/2022 | U · U | −5.12K | $28.25 | $144.56K | New position | 5.12K | 0.00 |
| Total | −47.12K | -$1.33M | ||||||
Derivative Transactions1
Stock Options (Right to buy)
Direct
Converts to
Common Stock
44.99K shares
Shares
−44.99K
Strike price
19.89
Held after
0.00
Exercisable
—
5/13/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy) Direct | Common Stock44.99K shares | 5/13/2022 | U · U | −44.99K | 19.89 | — | 0.00 |