BROCKMAN HENRY W. JR. exercised options at FRANKLIN FINANCIAL NETWORK INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 10 exercises

BROCKMAN HENRY W. JR.

Filed: 8/14/2020ACC: 0001437749-20-017889

InsiderBROCKMAN HENRY W. JR.CIK 1637697

→

IssuerFRANKLIN FINANCIAL NETWORK INC.CIK 1407067

Director

Since Jul 2018

0.00

Net shares

Net seller

$509.9K

Total acquired

Open market trades

0B · 0S

Total transactions

26.17K acquired · 26.17K disposed

Non-Derivative Transactions10

Common stock

Direct

M · Option Exercise

+900.00

Price / share

$10.50

Trade value

$9.45K

% of position

2.7%

8/11/2020

33.22K→34.12K

Common stock

Direct

M · Option Exercise

+2.17K

Price / share

$12.00

Trade value

$26.10K

% of position

6.4%

8/11/2020

34.12K→36.29K

Common stock

Direct

M · Option Exercise

+2.48K

Price / share

$13.00

Trade value

$32.17K

% of position

6.8%

8/11/2020

36.29K→38.77K

Common stock

Direct

M · Option Exercise

+3.30K

Price / share

$13.50

Trade value

$44.55K

% of position

8.5%

8/11/2020

38.77K→42.07K

Common stock

Direct

M · Option Exercise

+9K

Price / share

$20.69

Trade value

$186.21K

% of position

21.4%

8/11/2020

42.07K→51.07K

Common stock

Direct

M · Option Exercise

+2K

Price / share

$22.94

Trade value

$45.88K

% of position

3.9%

8/11/2020

51.07K→53.07K

Common stock

Direct

M · Option Exercise

+1.60K

Price / share

$22.35

Trade value

$35.76K

% of position

3.0%

8/11/2020

53.07K→54.67K

Common stock

Direct

M · Option Exercise

+2K

Price / share

$27.00

Trade value

$54K

% of position

3.7%

8/11/2020

54.67K→56.67K

Common stock

Direct

M · Option Exercise

+1K

Price / share

$27.72

Trade value

$27.72K

% of position

1.8%

8/11/2020

56.67K→57.67K

Common stock

Direct

M · Option Exercise

+1.72K

Price / share

$27.89

Trade value

$48.08K

% of position

3.0%

8/11/2020

57.67K→59.39K

Total

Net shares

+26.17K

Net value

$509.93K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common stock Direct	8/11/2020	M · Option Exercise	+900.00	$10.50	$9.45K	2.7%	33.22K	34.12K
Common stock Direct	8/11/2020	M · Option Exercise	+2.17K	$12.00	$26.10K	6.4%	34.12K	36.29K
Common stock Direct	8/11/2020	M · Option Exercise	+2.48K	$13.00	$32.17K	6.8%	36.29K	38.77K
Common stock Direct	8/11/2020	M · Option Exercise	+3.30K	$13.50	$44.55K	8.5%	38.77K	42.07K
Common stock Direct	8/11/2020	M · Option Exercise	+9K	$20.69	$186.21K	21.4%	42.07K	51.07K
Common stock Direct	8/11/2020	M · Option Exercise	+2K	$22.94	$45.88K	3.9%	51.07K	53.07K
Common stock Direct	8/11/2020	M · Option Exercise	+1.60K	$22.35	$35.76K	3.0%	53.07K	54.67K
Common stock Direct	8/11/2020	M · Option Exercise	+2K	$27.00	$54K	3.7%	54.67K	56.67K
Common stock Direct	8/11/2020	M · Option Exercise	+1K	$27.72	$27.72K	1.8%	56.67K	57.67K
Common stock Direct	8/11/2020	M · Option Exercise	+1.72K	$27.89	$48.08K	3.0%	57.67K	59.39K
Total			+26.17K		$509.93K

Derivative Transactions10

Stock options (right to buy)

Direct

M · Option Exercise

Converts to

Common stock

900.00 shares

−900.00

Strike price

10.50

Held after

0.00

Exercisable

—

8/11/2020

Stock options (right to buy)

Direct

M · Option Exercise

Converts to

Common stock

2.17K shares

−2.17K

Strike price

Held after

0.00

Exercisable

—

8/11/2020

Stock options (right to buy)

Direct

M · Option Exercise

Converts to

Common stock

2.48K shares

−2.48K

Strike price

Held after

0.00

Exercisable

—

8/11/2020

Stock options (right to buy)

Direct

M · Option Exercise

Converts to

Common stock

3.30K shares

−3.30K

Strike price

13.50

Held after

0.00

Exercisable

—

8/11/2020

Stock options (right to buy)

Direct

M · Option Exercise

Converts to

Common stock

9K shares

−9K

Strike price

20.69

Held after

0.00

Exercisable

—

8/11/2020

Stock options (right to buy)

Direct

M · Option Exercise

Converts to

Common stock

2K shares

−2K

Strike price

22.94

Held after

0.00

Exercisable

—

8/11/2020

Stock options (right to buy)

Direct

M · Option Exercise

Converts to

Common stock

1.60K shares

−1.60K

Strike price

22.35

Held after

400.00

Exercisable

—

8/11/2020

Stock options (right to buy)

Direct

M · Option Exercise

Converts to

Common stock

2K shares

−2K

Strike price

Held after

500.00

Exercisable

—

8/11/2020

Stock options (right to buy)

Direct

M · Option Exercise

Converts to

Common stock

1K shares

−1K

Strike price

27.72

Held after

Exercisable

—

8/11/2020

Stock options (right to buy)

Direct

M · Option Exercise

Converts to

Common stock

1.72K shares

−1.72K

Strike price

27.89

Held after

3.45K

Exercisable

—

8/11/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock options (right to buy) Direct	Common stock900.00 shares	8/11/2020	M · Option Exercise	−900.00	10.50	—	0.00
Stock options (right to buy) Direct	Common stock2.17K shares	8/11/2020	M · Option Exercise	−2.17K	12	—	0.00
Stock options (right to buy) Direct	Common stock2.48K shares	8/11/2020	M · Option Exercise	−2.48K	13	—	0.00
Stock options (right to buy) Direct	Common stock3.30K shares	8/11/2020	M · Option Exercise	−3.30K	13.50	—	0.00
Stock options (right to buy) Direct	Common stock9K shares	8/11/2020	M · Option Exercise	−9K	20.69	—	0.00
Stock options (right to buy) Direct	Common stock2K shares	8/11/2020	M · Option Exercise	−2K	22.94	—	0.00
Stock options (right to buy) Direct	Common stock1.60K shares	8/11/2020	M · Option Exercise	−1.60K	22.35	—	400.00
Stock options (right to buy) Direct	Common stock2K shares	8/11/2020	M · Option Exercise	−2K	27	—	500.00
Stock options (right to buy) Direct	Common stock1K shares	8/11/2020	M · Option Exercise	−1K	27.72	—	2K
Stock options (right to buy) Direct	Common stock1.72K shares	8/11/2020	M · Option Exercise	−1.72K	27.89	—	3.45K

Non-Derivative Holdings (Post-Transaction)2

Common stock

Indirect

Shares owned8.50K

Common stock

Indirect

Shares owned9.13K

Total

17.63K indirect17.63K

Security Title	Shares Owned	Ownership Type
Common stock	8.50K	Indirect
Common stock	9.13K	Indirect
Total	17.63K	17.63K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported