BROCKMAN DAWN M. (Interim Controller and PAO) sold 39.8% of their position (472.00 shares) of AMERIPRISE FINANCIAL INC on the open market
Open‑market sale worth $263.8K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 8/12/2026ACC: 0001937010-26-000012
Officer· Interim Controller and PAO
Since Jul 2022
-472.00
Net shares
Net seller
$263.8K
Total sold
1
Open market trades
0B · 1S
1
Total transactions
472.00 disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−472.00
Price / share
$558.93
Trade value
$263.82K
% of position
39.8%
8/10/2026
1.19K→713.00
Total
Net shares
−472.00
Net value
-$263.82K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/10/2026 | S · Sale | −472.00 | $558.93 | $263.82K | 39.8% | 1.19K | 713.00 |
| Total | −472.00 | -$263.82K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned146.79
Total
146.79 indirect146.79
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 146.79 | Indirect |
| Total | 146.79 | 146.79 indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported