Senior insider sale
Interim Controller and PAO at AMERIPRISE FINANCIAL INC — senior position signals high conviction
$263.8K
472.00 shares
What this filing means
BROCKMAN DAWN M. plans to sell 472.00 shares of AMERIPRISE FINANCIAL INC valued at approximately $263.8K. Form 144 is a notice of intent to sell restricted or control securities — not a mandatory transaction. This filing provides advance warning of potential selling pressure.
Filed: 8/10/2026ACC: 0001937010-26-000011
Officer· Interim Controller and PAO
Since Jul 2022
472.00
Shares to sell
$263.8K
Approx. market value
472.00
Acquired (3 months)
1
Planned
Securities Acquired — Last 3 Months1
Vesting of Compensatory Equity Awards (See Remarks)
Compensatory Equity Awards
8/10/2025
472.00Total acquired472.00
| Acquisition Date | Type | Amount Acquired | Gift |
|---|---|---|---|
8/10/2025 | Vesting of Compensatory Equity Awards (See Remarks) Compensatory Equity Awards | 472.00 | — |
| Total | 472.00 | ||
Planned & Completed Dispositions1
NYSEPlanned
Units to sell
472.00
Market value
$263.8K
8/10/2026
Total
Units
472.00
Value
$263.8K
| Date | Units to Sell | Approx. Market Value | Exchange | Status |
|---|---|---|---|---|
8/10/2026 | 472.00 | $263.8K | NYSE | Planned |
| Total | 472.00 | $263.8K | ||