BROADRICK DALE

PrivateCIK: 1677513
Location

NASHVILLE, TN

BROADRICK DALE sold 0.1% of their position (250.00 shares) of BIORESTORATIVE THERAPIES, INC. on the open market

Open‑market sale worth $469.25 — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderBROADRICK DALECIK 1677513
→
10% Owner
Since Feb 2019
-250.00
Net shares
Net seller
$469.25
Total sold
1
Open market trades
0B · 1S
1
Total transactions
250.00 disposed
Non-Derivative Transactions1

Common Stock

Direct
S · Sale

Shares

−250.00

Price / share

$1.88

Trade value

$469.25

% of position

0.1%
12/1/2023
327.30K→327.05K
Total

Net shares

−250.00

Net value

-$469.25

Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect
Shares owned317.97K
Total
317.97K indirect317.97K
Derivative Holdings (Post-Transaction)3

Warrant to acquire Common Stock

Direct
Underlying security
Common Stock

Underlying shares

250.00

Shares owned

250.00

Exercise price

120

Expiration

—

Exercise window

—

Warrant to acquire Common Stock

Direct
Underlying security
Common Stock

Underlying shares

276.00

Shares owned

276.00

Exercise price

120

Expiration

—

Exercise window

—

Warrant to acquire Common Stock

Direct
Underlying security
Common Stock

Underlying shares

833.00

Shares owned

833.00

Exercise price

120

Expiration

—

Exercise window

—

Total

Underlying

1.36K

Owned

1.36K

BROADRICK DALE — Insider Transaction (Form 4) Filed Dec 5, 2023 | Finecho