Filed: 2/14/2023ACC: 0000905148-23-000211
📋 What this filing means
BROAD PEAK INVESTMENT HOLDINGS LTD. filed this quarterly 13F‑HR report disclosing 14 equity positions with a total reported market value of $1.03B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
14
Positions
$1.03B
Total AUM (reported)
18.97M
Total Shares
Allocation by class
COM$356.31M34.8%
FINANCIAL$197.97M19.3%
S&P OILGAS EXP$197.50M19.3%
SPON ADR CL A$74.72M7.3%
SPONSORED ADS$68.15M6.6%
CL A$61.07M6.0%
CHINA LG-CAP ETF$34.66M3.4%
Portfolio Concentration
Top 3$576.82M56.3%
4–10$415.42M40.5%
11–25$32.98M3.2%
Top 3 weight
56.3%
Top 10 weight
96.8%
Voting Authority Distribution
Total shares with voting rights: 18.97M
Sole
Full voting authority
11.73M
shares
% of voting shares61.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
7.24M
shares
% of voting shares38.2%
Investment Discretion (by position count)
Sole0
Shared0
Other14
Dominant voting typeSole · 61.8% of voting shares
Institutional Holdings14
Rows:
SELECT SECTOR SPDR TR
DFNDShares5.79M
TypeSH
Market value$197.97M
19.31%
Sole
0.00
Shared
0.00
None
5.79M
SPDR SER TR
DFNDShares1.45M
TypeSH
Market value$197.50M
19.26%
Sole
0.00
Shared
0.00
None
1.45M
CROCS INC
DFNDShares1.67M
TypeSH
Market value$181.35M
17.69%
Sole
1.67M
Shared
0.00
None
0.00
LAS VEGAS SANDS CORP
DFNDShares2.05M
TypeSH
Market value$98.47M
9.60%
Sole
2.05M
Shared
0.00
None
0.00
YUM CHINA HLDGS INC
DFNDShares1.40M
TypeSH
Market value$76.49M
7.46%
Sole
1.40M
Shared
0.00
None
0.00
JD.COM INC
DFNDShares1.33M
TypeSH
Market value$74.72M
7.29%
Sole
1.33M
Shared
0.00
None
0.00
ALIBABA GROUP HLDG LTD
DFNDShares694.23K
TypeSH
Market value$61.15M
5.97%
Sole
694.23K
Shared
0.00
None
0.00
DOORDASH INC
DFNDShares930K
TypeSH
Market value$45.40M
4.43%
Sole
930K
Shared
0.00
None
0.00
ISHARES TR
DFNDShares1.22M
TypeSH
Market value$34.66M
3.38%
Sole
1.22M
Shared
0.00
None
0.00
SPDR SER TR
DFNDShares406.40K
TypeSH
Market value$24.51M
2.39%
Sole
406.40K
Shared
0.00
None
0.00
SKECHERS U S A INC
DFNDShares373.42K
TypeSH
Market value$15.66M
1.53%
Sole
373.42K
Shared
0.00
None
0.00
NEW ORIENTAL ED & TECHNOLOGY
DFNDShares245K
TypeSH
Market value$8.53M
0.83%
Sole
245K
Shared
0.00
None
0.00
TAL EDUCATION GROUP
DFNDShares992K
TypeSH
Market value$6.99M
0.68%
Sole
992K
Shared
0.00
None
0.00
AZURE PWR GLOBAL LTD
DFNDShares415K
TypeSH
Market value$1.79M
0.17%
Sole
415K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SELECT SECTOR SPDR TRDFND | FINANCIAL | 5.79M | SH | $197.97M 19.31% | 0.00 | 0.00 | 5.79M |
SPDR SER TRDFND | S&P OILGAS EXP | 1.45M | SH | $197.50M 19.26% | 0.00 | 0.00 | 1.45M |
CROCS INCDFND | COM | 1.67M | SH | $181.35M 17.69% | 1.67M | 0.00 | 0.00 |
LAS VEGAS SANDS CORPDFND | COM | 2.05M | SH | $98.47M 9.60% | 2.05M | 0.00 | 0.00 |
YUM CHINA HLDGS INCDFND | COM | 1.40M | SH | $76.49M 7.46% | 1.40M | 0.00 | 0.00 |
JD.COM INCDFND | SPON ADR CL A | 1.33M | SH | $74.72M 7.29% | 1.33M | 0.00 | 0.00 |
ALIBABA GROUP HLDG LTDDFND | SPONSORED ADS | 694.23K | SH | $61.15M 5.97% | 694.23K | 0.00 | 0.00 |
DOORDASH INCDFND | CL A | 930K | SH | $45.40M 4.43% | 930K | 0.00 | 0.00 |
ISHARES TRDFND | CHINA LG-CAP ETF | 1.22M | SH | $34.66M 3.38% | 1.22M | 0.00 | 0.00 |
SPDR SER TRDFND | S&P HOMEBUILD | 406.40K | SH | $24.51M 2.39% | 406.40K | 0.00 | 0.00 |
SKECHERS U S A INCDFND | CL A | 373.42K | SH | $15.66M 1.53% | 373.42K | 0.00 | 0.00 |
NEW ORIENTAL ED & TECHNOLOGYDFND | SPON ADR | 245K | SH | $8.53M 0.83% | 245K | 0.00 | 0.00 |
TAL EDUCATION GROUPDFND | SPONSORED ADS | 992K | SH | $6.99M 0.68% | 992K | 0.00 | 0.00 |
AZURE PWR GLOBAL LTDDFND | SHS | 415K | SH | $1.79M 0.17% | 415K | 0.00 | 0.00 |