BRESLOW NOAH (CEO & Chairman) exercised options at ON DECK CAPITAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/6/2020ACC: 0001420811-20-000002
DirectorOfficer· CEO & Chairman
Since Jul 2018
0.00
Net shares
Net seller
$15.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
40K acquired · 40K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+40K
Price / share
$0.38
Trade value
$15K
% of position
3.9%
1/3/2020
1.02M→1.06M
Total
Net shares
+40K
Net value
$15K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/3/2020 | M · Option Exercise | +40K | $0.38 | $15K | 3.9% | 1.02M | 1.06M |
| Total | +40K | $15K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
40K shares
Shares
−40K
Strike price
0.375
Held after
0.00
Exercisable
—
1/3/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock40K shares | 1/3/2020 | M · Option Exercise | −40K | 0.375 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned32K
Common Stock
IndirectShares owned32K
Total
64K indirect64K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 32K | Indirect |
| Common Stock | 32K | Indirect |
| Total | 64K | 64K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported