BRESLOW NOAH (CEO & Chairman) received a stock award from ON DECK CAPITAL, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 8/1/2019ACC: 0001420811-19-000114
DirectorOfficer· CEO & Chairman
Since Jul 2018
+29.35K
Net shares
Net buyer
$22.5K
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
89.35K acquired · 60K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+29.35K
Price / share
—
Trade value
—
% of position
3.0%
7/31/2019
971.94K→1M
Common Stock
Direct
Shares
+60K
Price / share
$0.38
Trade value
$22.50K
% of position
6.0%
8/1/2019
1M→1.06M
Total
Net shares
+89.35K
Net value
$22.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/31/2019 | A · Award | +29.35K | — | — | 3.0% | 971.94K | 1M |
| Common Stock Direct | 8/1/2019 | M · Option Exercise | +60K | $0.38 | $22.50K | 6.0% | 1M | 1.06M |
| Total | +89.35K | $22.50K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
60K shares
Shares
−60K
Strike price
0.375
Held after
40K
Exercisable
—
8/1/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock60K shares | 8/1/2019 | M · Option Exercise | −60K | 0.375 | — | 40K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned32K
Common Stock
IndirectShares owned32K
Total
64K indirect64K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 32K | Indirect |
| Common Stock | 32K | Indirect |
| Total | 64K | 64K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported