BRESLOW NOAH (CEO & Chairman) received a stock award from ON DECK CAPITAL, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 3 awards

BRESLOW NOAH

Filed: 10/15/2020ACC: 0000899243-20-028446

InsiderBRESLOW NOAHCIK 1627461

→

IssuerON DECK CAPITAL, INC.CIK 1420811

DirectorOfficer· CEO & Chairman

Since Jul 2018

-4.56M

Net shares

Net seller

$138.1K

Total sold

Open market trades

0B · 0S

Total transactions

171.08K acquired · 4.73M disposed

Non-Derivative Transactions6

Common Stock

Direct

A · Award

+106.90K

Price / share

—

Trade value

—

% of position

8.3%

10/13/2020

1.28M→1.39M

Common Stock

Direct

F · Tax Withholding

−23.14K

Price / share

$1.83

Trade value

$42.34K

% of position

1.7%

10/13/2020

1.39M→1.37M

Common Stock

Direct

A · Award

+16.93K

Price / share

—

Trade value

—

% of position

1.2%

10/13/2020

1.37M→1.39M

Common Stock

Direct

A · Award

+47.24K

Price / share

—

Trade value

—

% of position

3.4%

10/13/2020

1.39M→1.43M

Common Stock

Direct

F · Tax Withholding

−52.35K

Price / share

$1.83

Trade value

$95.80K

% of position

3.7%

10/13/2020

1.43M→1.38M

Common Stock

Direct

D · Disposition

−1.38M

Price / share

—

Trade value

—

% of position

New position

10/13/2020

1.38M→0.00

Total

Net shares

−1.28M

Net value

-$138.13K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	10/13/2020	A · Award	+106.90K	—	—	8.3%	1.28M	1.39M
Common Stock Direct	10/13/2020	F · Tax Withholding	−23.14K	$1.83	$42.34K	1.7%	1.39M	1.37M
Common Stock Direct	10/13/2020	A · Award	+16.93K	—	—	1.2%	1.37M	1.39M
Common Stock Direct	10/13/2020	A · Award	+47.24K	—	—	3.4%	1.39M	1.43M
Common Stock Direct	10/13/2020	F · Tax Withholding	−52.35K	$1.83	$95.80K	3.7%	1.43M	1.38M
Common Stock Direct	10/13/2020	D · Disposition	−1.38M	—	—	New position	1.38M	0.00
Total			−1.28M		-$138.13K

Derivative Transactions6

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock

181.35K shares

−181.35K

Strike price

5.19

Held after

0.00

Exercisable

—

10/13/2020

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock

363.64K shares

−363.64K

Strike price

5.95

Held after

0.00

Exercisable

—

10/13/2020

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock

343.81K shares

−343.81K

Strike price

12.67

Held after

0.00

Exercisable

—

10/13/2020

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock

500K shares

−500K

Strike price

10.66

Held after

0.00

Exercisable

—

10/13/2020

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock

950K shares

−950K

Strike price

0.68

Held after

0.00

Exercisable

—

10/13/2020

Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Stock

934.30K shares

−934.30K

Strike price

0.425

Held after

0.00

Exercisable

—

10/13/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (right to buy) Direct	Common Stock181.35K shares	10/13/2020	D · Disposition	−181.35K	5.19	—
Stock Option (right to buy) Direct	Common Stock363.64K shares	10/13/2020	D · Disposition	−363.64K	5.95	—
Stock Option (right to buy) Direct	Common Stock343.81K shares	10/13/2020	D · Disposition	−343.81K	12.67	—
Stock Option (right to buy) Direct	Common Stock500K shares	10/13/2020	D · Disposition	−500K	10.66	—
Stock Option (right to buy) Direct	Common Stock950K shares	10/13/2020	D · Disposition	−950K	0.68	—
Stock Option (right to buy) Direct	Common Stock934.30K shares	10/13/2020	D · Disposition	−934.30K	0.425	—

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned32K

Common Stock

Indirect

Shares owned32K

Total

64K indirect64K

Security Title	Shares Owned	Ownership Type
Common Stock	32K	Indirect
Common Stock	32K	Indirect
Total	64K	64K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported