BRENNAN JAMES R (SVP, GLOBAL SUPPLY CHAIN) exercised options at ARRIS INTERNATIONAL PLC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

BRENNAN JAMES R

Filed: 3/22/2019ACC: 0001127602-19-013033

InsiderBRENNAN JAMES RCIK 1577557

→

IssuerARRIS INTERNATIONAL PLCCIK 1645494

Officer· SVP, GLOBAL SUPPLY CHAIN

Since Jul 2018

-8.05K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

20.26K acquired · 28.31K disposed

Non-Derivative Transactions2

Ordinary Shares

Direct

M · Option Exercise

+10.13K

Price / share

—

Trade value

—

% of position

22.8%

3/20/2019

44.47K→54.59K

Ordinary Shares

Direct

M · Option Exercise

+10.13K

Price / share

—

Trade value

—

% of position

22.8%

3/20/2019

44.47K→54.59K

Total

Net shares

+20.26K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Ordinary Shares Direct	3/20/2019	M · Option Exercise	+10.13K	—	—	22.8%	44.47K	54.59K
Ordinary Shares Direct	3/20/2019	M · Option Exercise	+10.13K	—	—	22.8%	44.47K	54.59K
Total			+20.26K		$0.00

Derivative Transactions12

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

1.22K shares

−1.22K

Strike price

Held after

3.08K

Exercisable

—

3/20/2019

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

1.40K shares

−1.40K

Strike price

Held after

13.35K

Exercisable

—

3/20/2019

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

1.41K shares

−1.41K

Strike price

Held after

18.35K

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

3.52K shares

−3.52K

Strike price

Held after

9.83K

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

3.53K shares

−3.53K

Strike price

Held after

14.82K

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

3.08K shares

−3.08K

Strike price

Held after

0.00

Exercisable

—

3/20/2019

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

1.22K shares

−1.22K

Strike price

Held after

3.08K

Exercisable

—

3/20/2019

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

1.40K shares

−1.40K

Strike price

Held after

13.35K

Exercisable

—

3/20/2019

Restricted Shares

Direct

F · Tax Withholding

Converts to

Ordinary Shares

1.41K shares

−1.41K

Strike price

Held after

18.35K

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

3.52K shares

−3.52K

Strike price

Held after

9.83K

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

3.53K shares

−3.53K

Strike price

Held after

14.82K

Exercisable

—

3/20/2019

Restricted Shares

Direct

M · Option Exercise

Converts to

Ordinary Shares

3.08K shares

−3.08K

Strike price

Held after

0.00

Exercisable

—

3/20/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Shares Direct	Ordinary Shares1.22K shares	3/20/2019	F · Tax Withholding	−1.22K	—	3.08K
Restricted Shares Direct	Ordinary Shares1.40K shares	3/20/2019	F · Tax Withholding	−1.40K	—	13.35K
Restricted Shares Direct	Ordinary Shares1.41K shares	3/20/2019	F · Tax Withholding	−1.41K	—	18.35K
Restricted Shares Direct	Ordinary Shares3.52K shares	3/20/2019	M · Option Exercise	−3.52K	—	9.83K
Restricted Shares Direct	Ordinary Shares3.53K shares	3/20/2019	M · Option Exercise	−3.53K	—	14.82K
Restricted Shares Direct	Ordinary Shares3.08K shares	3/20/2019	M · Option Exercise	−3.08K	—	0.00
Restricted Shares Direct	Ordinary Shares1.22K shares	3/20/2019	F · Tax Withholding	−1.22K	—	3.08K
Restricted Shares Direct	Ordinary Shares1.40K shares	3/20/2019	F · Tax Withholding	−1.40K	—	13.35K
Restricted Shares Direct	Ordinary Shares1.41K shares	3/20/2019	F · Tax Withholding	−1.41K	—	18.35K
Restricted Shares Direct	Ordinary Shares3.52K shares	3/20/2019	M · Option Exercise	−3.52K	—	9.83K
Restricted Shares Direct	Ordinary Shares3.53K shares	3/20/2019	M · Option Exercise	−3.53K	—	14.82K
Restricted Shares Direct	Ordinary Shares3.08K shares	3/20/2019	M · Option Exercise	−3.08K	—	0.00

Non-Derivative Holdings (Post-Transaction)2

Ordinary Shares

Indirect

Shares owned1.58K

Ordinary Shares

Indirect

Shares owned1.58K

Total

3.16K indirect3.16K

Security Title	Shares Owned	Ownership Type
Ordinary Shares	1.58K	Indirect
Ordinary Shares	1.58K	Indirect
Total	3.16K	3.16K indirect

Derivative Holdings (Post-Transaction)8

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

12.61K

Shares owned

12.61K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

39.33K

Shares owned

39.33K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

39.52K

Shares owned

39.52K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

50.44K

Shares owned

50.44K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

39.33K

Shares owned

39.33K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

39.52K

Shares owned

39.52K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

12.61K

Shares owned

12.61K

Exercise price

Expiration

—

Exercise window

—

Restricted Shares

Direct

Underlying security

Ordinary Shares

Underlying shares

50.44K

Shares owned

50.44K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

283.80K

Owned

283.80K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Shares Direct	Ordinary Shares	0	—	—	12.61K	12.61K
Restricted Shares Direct	Ordinary Shares	0	—	—	39.33K	39.33K
Restricted Shares Direct	Ordinary Shares	0	—	—	39.52K	39.52K
Restricted Shares Direct	Ordinary Shares	0	—	—	50.44K	50.44K
Restricted Shares Direct	Ordinary Shares	0	—	—	39.33K	39.33K
Restricted Shares Direct	Ordinary Shares	0	—	—	39.52K	39.52K
Restricted Shares Direct	Ordinary Shares	0	—	—	12.61K	12.61K
Restricted Shares Direct	Ordinary Shares	0	—	—	50.44K	50.44K
Total					283.80K	283.80K