BRAZONES STEVEN E (VP & CFO, Treasurer) exercised options at RAVEN INDUSTRIES INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

BRAZONES STEVEN E

Filed: 9/1/2020ACC: 0000082166-20-000133

InsiderBRAZONES STEVEN ECIK 1625761

→

IssuerRAVEN INDUSTRIES INCCIK 82166

Officer· VP & CFO, Treasurer

Since Apr 2019

-6.21K

Net shares

Net seller

$158.1K

Total sold

Open market trades

0B · 0S

Total transactions

8.20K acquired · 14.41K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

+8.20K

Price / share

$15.61

Trade value

$128K

% of position

21.2%

8/28/2020

38.69K→46.89K

Common Stock

Direct

F · Tax Withholding

−6.21K

Price / share

$25.45

Trade value

$158.15K

% of position

13.3%

8/28/2020

46.89K→40.67K

Total

Net shares

+1.99K

Net value

-$30.14K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/28/2020	M · Option Exercise	+8.20K	$15.61	$128K	21.2%	38.69K	46.89K
Common Stock Direct	8/28/2020	F · Tax Withholding	−6.21K	$25.45	$158.15K	13.3%	46.89K	40.67K
Total			+1.99K		-$30.14K

Derivative Transactions1

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

8.20K shares

−8.20K

Strike price

15.61

Held after

0.00

Exercisable

—

8/28/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock8.20K shares	8/28/2020	M · Option Exercise	−8.20K	15.61	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

4.42K

Shares owned

4.42K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

7.88K

Shares owned

7.88K

Exercise price

35.05

Expiration

—

Exercise window

—

Restricted Stock Unit - 2019

Direct

Underlying security

Common Stock

Underlying shares

5.77K

Shares owned

5.77K

Exercise price

Expiration

—

Exercise window

—

Restricted Stock Unit - 2020

Direct

Underlying security

Common Stock

Underlying shares

13.24K

Shares owned

13.24K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

6.15K

Shares owned

6.15K

Exercise price

29.2

Expiration

—

Exercise window

—

Total

Underlying

37.46K

Owned

37.46K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	4.42K	4.42K
Stock Option Direct	Common Stock	35.05	—	—	7.88K	7.88K
Restricted Stock Unit - 2019 Direct	Common Stock		—	—	5.77K	5.77K
Restricted Stock Unit - 2020 Direct	Common Stock		—	—	13.24K	13.24K
Stock Option Direct	Common Stock	29.2	—	—	6.15K	6.15K
Total					37.46K	37.46K