BRAZONES STEVEN E

PrivateCIK: 1625761

Location

SIOUX FALLS, SD

BRAZONES STEVEN E (VP & CFO, Treasurer) received a stock award from RAVEN INDUSTRIES INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

BRAZONES STEVEN E

Filed: 4/7/2020ACC: 0000082166-20-000059

InsiderBRAZONES STEVEN ECIK 1625761

→

IssuerRAVEN INDUSTRIES INCCIK 82166

Officer· VP & CFO, Treasurer

Since Apr 2019

+12.95K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

6

Total transactions

21.82K acquired · 8.87K disposed

Non-Derivative Transactions4

Common Stock

Direct

A · Award

Shares

+5.37K

Price / share

—

Trade value

—

% of position

16.0%

4/5/2020

33.61K→38.98K

Common Stock

Direct

F · Tax Withholding

Shares

−2.19K

Price / share

—

Trade value

—

% of position

5.6%

4/5/2020

38.98K→36.79K

Common Stock

Direct

A · Award

Shares

+3.21K

Price / share

—

Trade value

—

% of position

8.7%

4/5/2020

36.79K→40K

Common Stock

Direct

F · Tax Withholding

Shares

−1.31K

Price / share

—

Trade value

—

% of position

3.3%

4/5/2020

40K→38.69K

Total

Net shares

+5.07K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/5/2020	A · Award	+5.37K	—	—	16.0%	33.61K	38.98K
Common Stock Direct	4/5/2020	F · Tax Withholding	−2.19K	—	—	5.6%	38.98K	36.79K
Common Stock Direct	4/5/2020	A · Award	+3.21K	—	—	8.7%	36.79K	40K
Common Stock Direct	4/5/2020	F · Tax Withholding	−1.31K	—	—	3.3%	40K	38.69K
Total			+5.07K		$0.00

Derivative Transactions2

Restricted Stock Unit - 2017

Direct

A · Award

Converts to

Common Stock

5.37K shares

Shares

−5.37K

Strike price

Held after

0.00

Exercisable

—

4/5/2020

Restricted Stock Unit - 2020

Direct

A · Award

Converts to

Common Stock

0.00 shares

Shares

+13.24K

Strike price

Held after

13.24K

Exercisable

—

4/6/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Unit - 2017 Direct	Common Stock5.37K shares	4/5/2020	A · Award	−5.37K		—	0.00
Restricted Stock Unit - 2020 Direct	Common Stock0.00 shares	4/6/2020	A · Award	+13.24K		—	13.24K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)5

Restricted Stock Unit - 2018

Direct

Underlying security

Common Stock

Underlying shares

4.42K

Shares owned

4.42K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

8.20K

Shares owned

8.20K

Exercise price

15.61

Expiration

—

Exercise window

—

Restricted Stock Unit - 2019

Direct

Underlying security

Common Stock

Underlying shares

5.77K

Shares owned

5.77K

Exercise price

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

6.15K

Shares owned

6.15K

Exercise price

29.2

Expiration

—

Exercise window

—

Stock Option

Direct

Underlying security

Common Stock

Underlying shares

7.88K

Shares owned

7.88K

Exercise price

35.05

Expiration

—

Exercise window

—

Total

Underlying

32.42K

Owned

32.42K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Unit - 2018 Direct	Common Stock		—	—	4.42K	4.42K
Stock Option Direct	Common Stock	15.61	—	—	8.20K	8.20K
Restricted Stock Unit - 2019 Direct	Common Stock		—	—	5.77K	5.77K
Stock Option Direct	Common Stock	29.2	—	—	6.15K	6.15K
Stock Option Direct	Common Stock	35.05	—	—	7.88K	7.88K
Total					32.42K	32.42K

BRAZONES STEVEN E — Insider Transaction (Form 4) Filed Apr 7, 2020 | Finecho