BRANNEN JAMES exercised options at GREAT WESTERN BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 7 exercises

BRANNEN JAMES

Filed: 2/3/2022ACC: 0001613665-22-000004

InsiderBRANNEN JAMESCIK 1201565

→

IssuerGREAT WESTERN BANCORP, INC.CIK 1613665

Director

Since Nov 2018

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

13.55K acquired · 13.55K disposed

Non-Derivative Transactions7

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.95K

Price / share

—

Trade value

—

% of position

39.0%

2/1/2022

5K→6.95K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.52K

Price / share

—

Trade value

—

% of position

21.9%

2/1/2022

6.95K→8.47K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.46K

Price / share

—

Trade value

—

% of position

17.2%

2/1/2022

8.47K→9.93K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.61K

Price / share

—

Trade value

—

% of position

16.2%

2/1/2022

9.93K→11.54K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.75K

Price / share

—

Trade value

—

% of position

15.1%

2/1/2022

11.54K→13.29K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+3.48K

Price / share

—

Trade value

—

% of position

26.2%

2/1/2022

13.29K→16.76K

Common Stock, par value $0.01 per share

Direct

M · Option Exercise

+1.79K

Price / share

—

Trade value

—

% of position

10.7%

2/1/2022

16.76K→18.55K

Total

Net shares

+13.55K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.95K	—	—	39.0%	5K	6.95K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.52K	—	—	21.9%	6.95K	8.47K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.46K	—	—	17.2%	8.47K	9.93K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.61K	—	—	16.2%	9.93K	11.54K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.75K	—	—	15.1%	11.54K	13.29K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+3.48K	—	—	26.2%	13.29K	16.76K
Common Stock, par value $0.01 per share Direct	2/1/2022	M · Option Exercise	+1.79K	—	—	10.7%	16.76K	18.55K
Total			+13.55K		$0.00

Derivative Transactions7

Restricted Stock Units - 2015

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.95K shares

−1.95K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2016

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.52K shares

−1.52K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2017

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.46K shares

−1.46K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2018

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.61K shares

−1.61K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2019

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.75K shares

−1.75K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2020

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

3.48K shares

−3.48K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Restricted Stock Units - 2021

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.01 per share

1.79K shares

−1.79K

Strike price

Held after

0.00

Exercisable

—

2/1/2022

Security	Converts To	Date	Type	Shares	Exercisable
Restricted Stock Units - 2015 Direct	Common Stock, par value $0.01 per share1.95K shares	2/1/2022	M · Option Exercise	−1.95K	—
Restricted Stock Units - 2016 Direct	Common Stock, par value $0.01 per share1.52K shares	2/1/2022	M · Option Exercise	−1.52K	—
Restricted Stock Units - 2017 Direct	Common Stock, par value $0.01 per share1.46K shares	2/1/2022	M · Option Exercise	−1.46K	—
Restricted Stock Units - 2018 Direct	Common Stock, par value $0.01 per share1.61K shares	2/1/2022	M · Option Exercise	−1.61K	—
Restricted Stock Units - 2019 Direct	Common Stock, par value $0.01 per share1.75K shares	2/1/2022	M · Option Exercise	−1.75K	—
Restricted Stock Units - 2020 Direct	Common Stock, par value $0.01 per share3.48K shares	2/1/2022	M · Option Exercise	−3.48K	—
Restricted Stock Units - 2021 Direct	Common Stock, par value $0.01 per share1.79K shares	2/1/2022	M · Option Exercise	−1.79K	—