BOWDEN DOUGLAS P enters ITEM 9 LABS CORP. with 5.10M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 4/5/2021ACC: 0001554795-21-000122
5.10M
Baseline shares
2% direct
100K
Direct ownership
1 position
10M
Derivative underlying
4 instruments
2
Security positions
5M indirect
Non-Derivative Holdings2
Common Stock
IndirectShares owned5M
Common Stock
DirectShares owned100K
Total
100K direct·5M indirect5.10M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 5M | Indirect |
| Common Stock | 100K | Direct |
| Total | 5.10M | 100K direct·5M indirect |
Derivative Holdings4
Convertible Promissory Note
IndirectUnderlying security
Common Stock
Underlying shares
1.10M
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
3.50M
Shares owned
N/A
Exercise price
1.00
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
5M
Shares owned
N/A
Exercise price
0.75
Expiration
—
Exercise window
—
Warrants
IndirectUnderlying security
Common Stock
Underlying shares
400K
Shares owned
N/A
Exercise price
0.05
Expiration
—
Exercise window
—
Total
Underlying
10M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Convertible Promissory Note Indirect | Common Stock | 1.00 | — | — | 1.10M | N/A |
| Warrants Indirect | Common Stock | 1.00 | — | — | 3.50M | N/A |
| Warrants Indirect | Common Stock | 0.75 | — | — | 5M | N/A |
| Warrants Indirect | Common Stock | 0.05 | — | — | 400K | N/A |
| Total | 10M | 0.00 | ||||