BOTTS PATRICK C (President of Subsidiary & COO) exercised options at MUTUALFIRST FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/26/2018ACC: 0000927089-18-000455
DirectorOfficer· President of Subsidiary & COO
Since Dec 2018
0.00
Net shares
Net seller
$13.9K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2K acquired · 2K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2K
Price / share
$6.93
Trade value
$13.86K
% of position
9.0%
12/21/2018
22.32K→24.32K
Total
Net shares
+2K
Net value
$13.86K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/21/2018 | M · Option Exercise | +2K | $6.93 | $13.86K | 9.0% | 22.32K | 24.32K |
| Total | +2K | $13.86K | ||||||
Derivative Transactions1
Stock Option (Right to Purchase)
Direct
Converts to
Common Stock
2K shares
Shares
−2K
Strike price
6.93
Held after
13K
Exercisable
—
12/21/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) Direct | Common Stock2K shares | 12/21/2018 | M · Option Exercise | −2K | 6.93 | — | 13K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned1.36K
Common Stock
IndirectShares owned12.36K
Common Stock
IndirectShares owned200.00
Total
13.92K indirect13.92K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.36K | Indirect |
| Common Stock | 12.36K | Indirect |
| Common Stock | 200.00 | Indirect |
| Total | 13.92K | 13.92K indirect |
Derivative Holdings (Post-Transaction)1
Stock Option (Right to Purchase)
DirectUnderlying security
Common Stock
Underlying shares
40K
Shares owned
40K
Exercise price
7.05
Expiration
—
Exercise window
—
Total
Underlying
40K
Owned
40K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) Direct | Common Stock | 7.05 | — | — | 40K | 40K |
| Total | 40K | 40K | ||||