BOTELHO KIERSTEN ZAZA (General Counsel & CCO) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/13/2026ACC: 0001902313-26-000007
Officer· General Counsel & CCO
Since Jan 2022
-1.97K
Net shares
Net seller
$32.6K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
1.97K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−1.02K
Price / share
$16.51
Trade value
$16.81K
% of position
1.1%
10/9/2026
89.39K→88.37K
Common Stock
Direct
Shares
−956.00
Price / share
$16.51
Trade value
$15.78K
% of position
1.1%
10/9/2026
88.37K→87.41K
Total
Net shares
−1.97K
Net value
-$32.59K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/9/2026 | F · Tax Withholding | −1.02K | $16.51 | $16.81K | 1.1% | 89.39K | 88.37K |
| Common Stock Direct | 10/9/2026 | F · Tax Withholding | −956.00 | $16.51 | $15.78K | 1.1% | 88.37K | 87.41K |
| Total | −1.97K | -$32.59K | ||||||
Derivative Transactions0
No derivative transactions reported