BOTELHO KIERSTEN ZAZA (General Counsel & CCO) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/13/2026ACC: 0001902313-26-000006
Officer· General Counsel & CCO
Since Jan 2022
-1.97K
Net shares
Net seller
$31.0K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
1.97K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−956.00
Price / share
$15.69
Trade value
$15K
% of position
1.0%
7/9/2026
91.36K→90.41K
Common Stock
Direct
Shares
−1.02K
Price / share
$15.69
Trade value
$15.97K
% of position
1.1%
7/9/2026
90.41K→89.39K
Total
Net shares
−1.97K
Net value
-$30.97K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/9/2026 | F · Tax Withholding | −956.00 | $15.69 | $15K | 1.0% | 91.36K | 90.41K |
| Common Stock Direct | 7/9/2026 | F · Tax Withholding | −1.02K | $15.69 | $15.97K | 1.1% | 90.41K | 89.39K |
| Total | −1.97K | -$30.97K | ||||||
Derivative Transactions0
No derivative transactions reported