BOTELHO KIERSTEN ZAZA (General Counsel & CCO) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 4/13/2026ACC: 0001902313-26-000004
Officer· General Counsel & CCO
Since Jan 2022
-1.97K
Net shares
Net seller
$29.1K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
1.97K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−956.00
Price / share
$14.74
Trade value
$14.09K
% of position
1.0%
4/9/2026
93.34K→92.38K
Common Stock
Direct
Shares
−1.02K
Price / share
$14.74
Trade value
$15.01K
% of position
1.1%
4/9/2026
92.38K→91.36K
Total
Net shares
−1.97K
Net value
-$29.10K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/9/2026 | F · Tax Withholding | −956.00 | $14.74 | $14.09K | 1.0% | 93.34K | 92.38K |
| Common Stock Direct | 4/9/2026 | F · Tax Withholding | −1.02K | $14.74 | $15.01K | 1.1% | 92.38K | 91.36K |
| Total | −1.97K | -$29.10K | ||||||
Derivative Transactions0
No derivative transactions reported