BOTELHO KIERSTEN ZAZA (General Counsel & CCO) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/13/2026ACC: 0001902313-26-000002
Officer· General Counsel & CCO
Since Jan 2022
-6.33K
Net shares
Net seller
$117.7K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
6.33K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−5.51K
Price / share
$18.59
Trade value
$102.43K
% of position
5.6%
1/9/2026
98.37K→92.86K
Common Stock
Direct
Shares
−822.00
Price / share
$18.59
Trade value
$15.28K
% of position
0.9%
1/11/2026
92.86K→92.04K
Total
Net shares
−6.33K
Net value
-$117.71K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/9/2026 | F · Tax Withholding | −5.51K | $18.59 | $102.43K | 5.6% | 98.37K | 92.86K |
| Common Stock Direct | 1/11/2026 | F · Tax Withholding | −822.00 | $18.59 | $15.28K | 0.9% | 92.86K | 92.04K |
| Total | −6.33K | -$117.71K | ||||||
Derivative Transactions0
No derivative transactions reported