BOOTHBY LEE K (President and CEO) exercised options at NEWFIELD EXPLORATION CO /DE/

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

BOOTHBY LEE K

Filed: 8/16/2018ACC: 0001246360-18-002077

InsiderBOOTHBY LEE KCIK 1308694

→

IssuerNEWFIELD EXPLORATION CO /DE/CIK 912750

DirectorOfficer· President and CEO

Since Aug 2018

-70.69K

Net shares

Net seller

$1.83M

Total sold

Open market trades

0B · 0S

Total transactions

39.55K acquired · 110.24K disposed

Non-Derivative Transactions5

common stock

Direct

M · Option Exercise

+16.95K

Price / share

—

Trade value

—

% of position

7.0%

8/15/2018

241.71K→258.67K

common stock

Direct

M · Option Exercise

+12.67K

Price / share

—

Trade value

—

% of position

4.9%

8/15/2018

258.67K→271.34K

common stock

Direct

M · Option Exercise

+9.93K

Price / share

—

Trade value

—

% of position

3.7%

8/15/2018

271.34K→281.27K

common stock

Direct

D · Disposition

−39.55K

Price / share

$25.94

Trade value

$1.03M

% of position

14.1%

8/15/2018

281.27K→241.71K

common stock

Direct

F · Tax Withholding

−31.13K

Price / share

$25.94

Trade value

$807.62K

% of position

12.9%

8/15/2018

241.71K→210.58K

Total

Net shares

−31.13K

Net value

-$1.83M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
common stock Direct	8/15/2018	M · Option Exercise	+16.95K	—	—	7.0%	241.71K	258.67K
common stock Direct	8/15/2018	M · Option Exercise	+12.67K	—	—	4.9%	258.67K	271.34K
common stock Direct	8/15/2018	M · Option Exercise	+9.93K	—	—	3.7%	271.34K	281.27K
common stock Direct	8/15/2018	D · Disposition	−39.55K	$25.94	$1.03M	14.1%	281.27K	241.71K
common stock Direct	8/15/2018	F · Tax Withholding	−31.13K	$25.94	$807.62K	12.9%	241.71K	210.58K
Total			−31.13K		-$1.83M

Derivative Transactions3

Phantom Stock Unit

Direct

M · Option Exercise

Converts to

common stock

16.95K shares

−16.95K

Strike price

Held after

16.95K

Exercisable

—

8/15/2018

Phantom Stock Unit

Direct

M · Option Exercise

Converts to

common stock

12.67K shares

−12.67K

Strike price

Held after

25.34K

Exercisable

—

8/15/2018

Phantom Stock Unit

Direct

M · Option Exercise

Converts to

common stock

9.93K shares

−9.93K

Strike price

Held after

29.79K

Exercisable

—

8/15/2018

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Phantom Stock Unit Direct	common stock16.95K shares	8/15/2018	M · Option Exercise	−16.95K	—	16.95K
Phantom Stock Unit Direct	common stock12.67K shares	8/15/2018	M · Option Exercise	−12.67K	—	25.34K
Phantom Stock Unit Direct	common stock9.93K shares	8/15/2018	M · Option Exercise	−9.93K	—	29.79K

Non-Derivative Holdings (Post-Transaction)1

common stock

Indirect

Shares owned4.48K

Total

4.48K indirect4.48K

Security Title	Shares Owned	Ownership Type
common stock	4.48K	Indirect
Total	4.48K	4.48K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported