BONINO JOHN M.

PrivateCIK: 1757654

Location

LA JOLLA, CA

BONINO JOHN M. (EVP & Chief Legal Officer) exercised options at SILVERGATE CAPITAL CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

BONINO JOHN M.

Filed: 11/22/2022ACC: 0001312109-22-000227

InsiderBONINO JOHN M.CIK 1757654

→

IssuerSILVERGATE CAPITAL CORPCIK 1312109

Officer· EVP & Chief Legal Officer

Since Nov 2019

-266.00

Net shares

Net seller

$6.6K

Total sold

0

Open market trades

0B · 0S

3

Total transactions

769.00 acquired · 1.03K disposed

Non-Derivative Transactions2

Class A Common Stock

Direct

M · Option Exercise

Shares

+769.00

Price / share

—

Trade value

—

% of position

2.6%

11/19/2022

30.11K→30.88K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−266.00

Price / share

$24.90

Trade value

$6.62K

% of position

0.9%

11/19/2022

30.88K→30.61K

Total

Net shares

+503.00

Net value

-$6.62K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	11/19/2022	M · Option Exercise	+769.00	—	—	2.6%	30.11K	30.88K
Class A Common Stock Direct	11/19/2022	F · Tax Withholding	−266.00	$24.90	$6.62K	0.9%	30.88K	30.61K
Total			+503.00		-$6.62K

Derivative Transactions1

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

769.00 shares

Shares

−769.00

Strike price

Held after

769.00

Exercisable

—

11/19/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock769.00 shares	11/19/2022	M · Option Exercise	−769.00		—	769.00

Non-Derivative Holdings (Post-Transaction)2

Class A Common Stock

Indirect

Shares owned1.76K

Class A Common Stock

Indirect

Shares owned10K

Total

11.76K indirect11.76K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	1.76K	Indirect
Class A Common Stock	10K	Indirect
Total	11.76K	11.76K indirect

Derivative Holdings (Post-Transaction)5

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

902.00

Shares owned

902.00

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

2.08K

Shares owned

2.08K

Exercise price

110.84

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Class A Common Stock

Underlying shares

391.00

Shares owned

391.00

Exercise price

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

1.42K

Shares owned

1.42K

Exercise price

127.56

Expiration

—

Exercise window

—

Non-Qualified Stock Options

Direct

Underlying security

Class A Common Stock

Underlying shares

6.79K

Shares owned

6.79K

Exercise price

16.09

Expiration

—

Exercise window

—

Total

Underlying

11.58K

Owned

11.58K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Restricted Stock Units Direct	Class A Common Stock		—	—	902.00	902.00
Non-Qualified Stock Options Direct	Class A Common Stock	110.84	—	—	2.08K	2.08K
Restricted Stock Units Direct	Class A Common Stock		—	—	391.00	391.00
Non-Qualified Stock Options Direct	Class A Common Stock	127.56	—	—	1.42K	1.42K
Non-Qualified Stock Options Direct	Class A Common Stock	16.09	—	—	6.79K	6.79K
Total					11.58K	11.58K