BONINO JOHN M. (EVP & Chief Legal Officer) exercised options at SILVERGATE CAPITAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/20/2020ACC: 0001312109-20-000172
Officer· EVP & Chief Legal Officer
Since Nov 2019
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
770.00 acquired · 770.00 disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+770.00
Price / share
—
Trade value
—
% of position
9.1%
11/19/2020
8.45K→9.22K
Total
Net shares
+770.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 11/19/2020 | M · Option Exercise | +770.00 | — | — | 9.1% | 8.45K | 9.22K |
| Total | +770.00 | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Class A Common Stock
770.00 shares
Shares
−770.00
Strike price
Held after
2.31K
Exercisable
—
11/19/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common Stock770.00 shares | 11/19/2020 | M · Option Exercise | −770.00 | — | 2.31K |
Non-Derivative Holdings (Post-Transaction)1
Class A Common Stock
IndirectShares owned10K
Total
10K indirect10K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common Stock | 10K | Indirect |
| Total | 10K | 10K indirect |
Derivative Holdings (Post-Transaction)2
Non-Qualified Stock Options
DirectUnderlying security
Class A Common Stock
Underlying shares
30K
Shares owned
30K
Exercise price
4.09
Expiration
—
Exercise window
—
Non-Qualified Stock Options
DirectUnderlying security
Class A Common Stock
Underlying shares
9.05K
Shares owned
9.05K
Exercise price
16.09
Expiration
—
Exercise window
—
Total
Underlying
39.05K
Owned
39.05K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Non-Qualified Stock Options Direct | Class A Common Stock | 4.09 | — | — | 30K | 30K |
| Non-Qualified Stock Options Direct | Class A Common Stock | 16.09 | — | — | 9.05K | 9.05K |
| Total | 39.05K | 39.05K | ||||