BONFIELD ANDREW R J

PrivateCIK: 1199292
Location

NEW YORK, NY

BONFIELD ANDREW R J (Chief Financial Officer) sold 22.8% of their position (15.67K shares) of CATERPILLAR INC on the open market

Open‑market sale worth $14.40M — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale
InsiderBONFIELD ANDREW R JCIK 1199292
IssuerCATERPILLAR INCCIK 18230
Officer· Chief Financial Officer
Since Sep 2018
-23.05K
Net shares
Net seller
$21.19M
Total sold
1
Open market trades
0B · 1S
8
Total transactions
23.05K acquired · 46.11K disposed
Non-Derivative Transactions5

Common Stock

Direct
M · Option Exercise

Shares

+11.65K

Price / share

$253.98

Trade value

$2.96M

% of position

22.0%
5/6/2026
52.94K64.59K

Common Stock

Direct
M · Option Exercise

Shares

+7.67K

Price / share

$338.65

Trade value

$2.60M

% of position

11.9%
5/6/2026
64.59K72.26K

Common Stock

Direct
M · Option Exercise

Shares

+3.73K

Price / share

$332.04

Trade value

$1.24M

% of position

5.2%
5/6/2026
72.26K75.99K

Common Stock

Direct
F · Tax Withholding

Shares

7.38K

Price / share

$920.72

Trade value

$6.79M

% of position

9.7%
5/6/2026
75.99K68.61K

Common Stock

Direct
S · Sale

Shares

15.67K

Price / share

$918.71

Trade value

$14.40M

% of position

22.8%
5/6/2026
68.61K52.94K
Total

Net shares

+0.00

Net value

-$14.40M

Derivative Transactions3

Employee Stock Options

Direct
M · Option Exercise
Converts to

Common Stock

11.65K shares

Shares

11.65K

Strike price

253.98

Held after

0.00

Exercisable

5/6/2026

Employee Stock Options

Direct
M · Option Exercise
Converts to

Common Stock

7.67K shares

Shares

7.67K

Strike price

338.65

Held after

3.84K

Exercisable

5/6/2026

Employee Stock Options

Direct
M · Option Exercise
Converts to

Common Stock

3.73K shares

Shares

3.73K

Strike price

332.04

Held after

7.45K

Exercisable

5/6/2026
BONFIELD ANDREW R J — Insider Transaction (Form 4) Filed May 7, 2026 | Finecho