Filed: 11/14/2023ACC: 0000929638-23-003095
📋 What this filing means
BOLLARD GROUP LLC filed this quarterly 13F‑HR report disclosing 378 equity positions with a total reported market value of $2.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
378
Positions
$2.72M
Total AUM (reported)
41.58M
Total Shares
Allocation by class
COM$2.56M94.3%
LTD$89.7K3.3%
ETF$29.6K1.1%
ADR$14.3K0.5%
OPT$12.3K0.5%
RE$10.3K0.4%
WT$9.000.0%
Portfolio Concentration
Top 3$1.50M55.1%
4–10$453.3K16.7%
11–25$349.5K12.9%
Rest$415.8K15.3%
Top 3 weight
55.1%
Top 10 weight
71.8%
Voting Authority Distribution
Total shares with voting rights: 41.58M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
36.92M
shares
% of voting shares88.8%
None
No voting authority
4.66M
shares
% of voting shares11.2%
Investment Discretion (by position count)
Sole0
Shared0
Other378
Dominant voting typeShared · 88.8% of voting shares
Institutional Holdings378
Rows:
Boston Scientific Corp
DFNDShares23.34M
TypeSH
Market value$1.23M
45.36%
Sole
0.00
Shared
23.34M
None
5.87K
Lilly Eli & Co
DFNDShares250.79K
TypeSH
Market value$134.7K
4.96%
Sole
0.00
Shared
117.81K
None
132.99K
Gartner Inc
DFNDShares381.88K
TypeSH
Market value$131.2K
4.83%
Sole
0.00
Shared
284.95K
None
96.92K
Amazon.com Inc
DFNDShares763.10K
TypeSH
Market value$97.0K
3.57%
Sole
0.00
Shared
732.70K
None
30.39K
Microsoft Corp
DFNDShares280.28K
TypeSH
Market value$88.5K
3.26%
Sole
0.00
Shared
243.85K
None
36.43K
Alphabet Inc Cap Stock Cl C
DFNDShares440.16K
TypeSH
Market value$58.0K
2.14%
Sole
0.00
Shared
394.18K
None
45.98K
Southern Copper Corp
DFNDShares748.28K
TypeSH
Market value$56.3K
2.07%
Sole
0.00
Shared
588.57K
None
159.71K
Caterpillar Inc
DFNDShares195.60K
TypeSH
Market value$53.4K
1.97%
Sole
0.00
Shared
155.79K
None
39.82K
Thermo Fisher Scientific Inc
DFNDShares104.92K
TypeSH
Market value$53.1K
1.95%
Sole
0.00
Shared
0.00
None
104.92K
Oneok Inc
DFNDShares740.18K
TypeSH
Market value$47.0K
1.73%
Sole
0.00
Shared
573.24K
None
166.94K
Enterprise Prods Partners L P
DFNDShares1.47M
TypeSH
Market value$40.1K
1.48%
Sole
0.00
Shared
1.12M
None
348.65K
American Electric Power Inc
DFNDShares464.22K
TypeSH
Market value$34.9K
1.29%
Sole
0.00
Shared
365.33K
None
98.88K
Southern Co
DFNDShares435.72K
TypeSH
Market value$28.2K
1.04%
Sole
0.00
Shared
333.25K
None
102.48K
Deere & Co
DFNDShares64.01K
TypeSH
Market value$24.2K
0.89%
Sole
0.00
Shared
49.95K
None
14.06K
Emerson Electric Co
DFNDShares247.03K
TypeSH
Market value$23.9K
0.88%
Sole
0.00
Shared
175.79K
None
71.24K
Enbridge Inc
DFNDShares702.52K
TypeSH
Market value$23.3K
0.86%
Sole
0.00
Shared
595.88K
None
106.65K
Public Service Enterprise Grou
DFNDShares401.64K
TypeSH
Market value$22.9K
0.84%
Sole
0.00
Shared
308.05K
None
93.60K
Duke Energy Corp
DFNDShares248.03K
TypeSH
Market value$21.9K
0.81%
Sole
0.00
Shared
192.90K
None
55.12K
Morgan Stanley
DFNDShares264.66K
TypeSH
Market value$21.6K
0.80%
Sole
0.00
Shared
209.52K
None
55.13K
JPMorgan Chase & Co
DFNDShares146.44K
TypeSH
Market value$21.2K
0.78%
Sole
0.00
Shared
108.34K
None
38.10K
KKR & Co Inc Cl A
DFNDShares301.95K
TypeSH
Market value$18.6K
0.68%
Sole
0.00
Shared
301.95K
None
0.00
Merck & Co Inc
DFNDShares177.17K
TypeSH
Market value$18.2K
0.67%
Sole
0.00
Shared
110.92K
None
66.25K
Chevron Corp
DFNDShares106.53K
TypeSH
Market value$18.0K
0.66%
Sole
0.00
Shared
74.96K
None
31.57K
Wal-Mart Stores Inc
DFNDShares103.48K
TypeSH
Market value$16.6K
0.61%
Sole
0.00
Shared
75.43K
None
28.05K
Coca-Cola Co
DFNDShares286.48K
TypeSH
Market value$16.0K
0.59%
Sole
0.00
Shared
195.96K
None
90.52K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Boston Scientific CorpDFND | COM | 23.34M | SH | $1.23M 45.36% | 0.00 | 23.34M | 5.87K |
Lilly Eli & CoDFND | COM | 250.79K | SH | $134.7K 4.96% | 0.00 | 117.81K | 132.99K |
Gartner IncDFND | COM | 381.88K | SH | $131.2K 4.83% | 0.00 | 284.95K | 96.92K |
Amazon.com IncDFND | COM | 763.10K | SH | $97.0K 3.57% | 0.00 | 732.70K | 30.39K |
Microsoft CorpDFND | COM | 280.28K | SH | $88.5K 3.26% | 0.00 | 243.85K | 36.43K |
Alphabet Inc Cap Stock Cl CDFND | COM | 440.16K | SH | $58.0K 2.14% | 0.00 | 394.18K | 45.98K |
Southern Copper CorpDFND | COM | 748.28K | SH | $56.3K 2.07% | 0.00 | 588.57K | 159.71K |
Caterpillar IncDFND | COM | 195.60K | SH | $53.4K 1.97% | 0.00 | 155.79K | 39.82K |
Thermo Fisher Scientific IncDFND | COM | 104.92K | SH | $53.1K 1.95% | 0.00 | 0.00 | 104.92K |
Oneok IncDFND | COM | 740.18K | SH | $47.0K 1.73% | 0.00 | 573.24K | 166.94K |
Enterprise Prods Partners L PDFND | LTD | 1.47M | SH | $40.1K 1.48% | 0.00 | 1.12M | 348.65K |
American Electric Power IncDFND | COM | 464.22K | SH | $34.9K 1.29% | 0.00 | 365.33K | 98.88K |
Southern CoDFND | COM | 435.72K | SH | $28.2K 1.04% | 0.00 | 333.25K | 102.48K |
Deere & CoDFND | COM | 64.01K | SH | $24.2K 0.89% | 0.00 | 49.95K | 14.06K |
Emerson Electric CoDFND | COM | 247.03K | SH | $23.9K 0.88% | 0.00 | 175.79K | 71.24K |
Enbridge IncDFND | COM | 702.52K | SH | $23.3K 0.86% | 0.00 | 595.88K | 106.65K |
Public Service Enterprise GrouDFND | COM | 401.64K | SH | $22.9K 0.84% | 0.00 | 308.05K | 93.60K |
Duke Energy CorpDFND | COM | 248.03K | SH | $21.9K 0.81% | 0.00 | 192.90K | 55.12K |
Morgan StanleyDFND | COM | 264.66K | SH | $21.6K 0.80% | 0.00 | 209.52K | 55.13K |
JPMorgan Chase & CoDFND | COM | 146.44K | SH | $21.2K 0.78% | 0.00 | 108.34K | 38.10K |
KKR & Co Inc Cl ADFND | COM | 301.95K | SH | $18.6K 0.68% | 0.00 | 301.95K | 0.00 |
Merck & Co IncDFND | COM | 177.17K | SH | $18.2K 0.67% | 0.00 | 110.92K | 66.25K |
Chevron CorpDFND | COM | 106.53K | SH | $18.0K 0.66% | 0.00 | 74.96K | 31.57K |
Wal-Mart Stores IncDFND | COM | 103.48K | SH | $16.6K 0.61% | 0.00 | 75.43K | 28.05K |
Coca-Cola CoDFND | COM | 286.48K | SH | $16.0K 0.59% | 0.00 | 195.96K | 90.52K |
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