BNP PARIBAS FINANCIAL MARKETS

Filed: 11/14/2023ACC: 0001166588-23-000022

📋 What this filing means

BNP PARIBAS FINANCIAL MARKETS filed this quarterly 13F‑HR report disclosing 3621 equity positions with a total reported market value of $77.83B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3621

Positions

$77.83B

Total AUM (reported)

1.41B

Total Shares

Allocation by class

EQUITY$37.16B47.7%

OPTION$32.81B42.2%

FUND$7.07B9.1%

BOND$792.74M1.0%

WARRANT$683.5K0.0%

Portfolio Concentration

Top 3$12.74B16.4%

4–10$6.22B8.0%

11–25$7.48B9.6%

Rest$51.40B66.0%

Top 3 weight

16.4%

Top 10 weight

24.4%

Voting Authority Distribution

Total shares with voting rights: 952.42M

Sole

Full voting authority

1.08M

% of voting shares0.1%

Shared

Joint voting authority

951.35M

% of voting shares99.9%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole0

Shared0

Other3621

Dominant voting typeShared · 99.9% of voting shares

Institutional Holdings3621

Rows:

NASDAQ 100 Index

DFND

Option

Shares172.71K

TypeSH

Market value$6.19B

7.95%

Sole

0.00

Shared

17.27M

None

0.00

SPDR S&P 500 ETF Trust

DFND

Option

Shares92.92K

TypeSH

Market value$3.97B

5.10%

Sole

0.00

Shared

9.29M

None

0.00

iShares Russell 2000 ETF

DFND

Option

Shares145.75K

TypeSH

Market value$2.58B

3.31%

Sole

0.00

Shared

14.57M

None

0.00

Apple Inc

DFND

Option

Shares66.94K

TypeSH

Market value$1.15B

1.47%

Sole

0.00

Shared

6.69M

None

0.00

Microsoft Corp

DFND

Equity

Shares3.08M

TypeSH

Market value$973.91M

1.25%

Sole

Shared

3.08M

None

0.00

Apple Inc

DFND

Equity

Shares5.36M

TypeSH

Market value$917.90M

1.18%

Sole

2.87K

Shared

5.36M

None

0.00

Tesla Inc

DFND

Option

Shares35.02K

TypeSH

Market value$876.22M

1.13%

Sole

0.00

Shared

3.50M

None

0.00

iShares Russell 2000 ETF

DFND

Fund

Shares4.70M

TypeSH

Market value$830.74M

1.07%

Sole

0.00

Shared

4.70M

None

0.00

Tesla Inc

DFND

Equity

Shares2.95M

TypeSH

Market value$739.28M

0.95%

Sole

0.00

Shared

2.95M

None

0.00

NASDAQ 100 Index

DFND

Fund

Shares2.05M

TypeSH

Market value$732.70M

0.94%

Sole

0.00

Shared

2.05M

None

0.00

NVIDIA Corp

DFND

Equity

Shares1.68M

TypeSH

Market value$730.10M

0.94%

Sole

0.00

Shared

1.68M

None

0.00

JPMorgan Chase & Co

DFND

Option

Shares46.52K

TypeSH

Market value$674.58M

0.87%

Sole

0.00

Shared

4.65M

None

0.00

Amazon.com Inc

DFND

Option

Shares51.75K

TypeSH

Market value$657.82M

0.85%

Sole

0.00

Shared

5.17M

None

0.00

iShares MSCI Emerging Markets ETF

DFND

Option

Shares142.03K

TypeSH

Market value$539.01M

0.69%

Sole

0.00

Shared

14.20M

None

0.00

Microsoft Corp

DFND

Option

Shares16.86K

TypeSH

Market value$532.32M

0.68%

Sole

0.00

Shared

1.69M

None

0.00

Advanced Micro Devices Inc

DFND

Option

Shares48.27K

TypeSH

Market value$496.29M

0.64%

Sole

0.00

Shared

4.83M

None

0.00

NVIDIA Corp

DFND

Option

Shares11.39K

TypeSH

Market value$495.50M

0.64%

Sole

0.00

Shared

1.14M

None

0.00

Amazon.com Inc

DFND

Equity

Shares3.81M

TypeSH

Market value$484.60M

0.62%

Sole

3.84K

Shared

3.81M

None

0.00

VanEck Semiconductor ETF

DFND

Option

Shares31.93K

TypeSH

Market value$462.85M

0.59%

Sole

0.00

Shared

3.19M

None

0.00

SPDR S&P 500 ETF Trust

DFND

Fund

Shares1.07M

TypeSH

Market value$458.29M

0.59%

Sole

0.00

Shared

1.07M

None

0.00

Alphabet Inc

DFND

Equity

Shares3.37M

TypeSH

Market value$440.88M

0.57%

Sole

0.00

Shared

3.37M

None

0.00

iShares MSCI ACWI ETF

DFND

Option

Shares43K

TypeSH

Market value$397.19M

0.51%

Sole

0.00

Shared

4.30M

None

0.00

Meta Platforms Inc

DFND

Option

Shares12.71K

TypeSH

Market value$381.48M

0.49%

Sole

0.00

Shared

1.27M

None

0.00

Financial Select Sector SPDR Fund

DFND

Option

Shares110.02K

TypeSH

Market value$364.94M

0.47%

Sole

0.00

Shared

11M

None

0.00

Technology Select Sector SPDR Fund

DFND

Fund

Shares2.22M

TypeSH

Market value$363.92M

0.47%

Sole

0.00

Shared

2.22M

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
NASDAQ 100 IndexDFND	Option	172.71K	SH	$6.19B 7.95%	0.00	17.27M
SPDR S&P 500 ETF TrustDFND	Option	92.92K	SH	$3.97B 5.10%	0.00	9.29M
iShares Russell 2000 ETFDFND	Option	145.75K	SH	$2.58B 3.31%	0.00	14.57M
Apple IncDFND	Option	66.94K	SH	$1.15B 1.47%	0.00	6.69M
Microsoft CorpDFND	Equity	3.08M	SH	$973.91M 1.25%	4K	3.08M
Apple IncDFND	Equity	5.36M	SH	$917.90M 1.18%	2.87K	5.36M
Tesla IncDFND	Option	35.02K	SH	$876.22M 1.13%	0.00	3.50M
iShares Russell 2000 ETFDFND	Fund	4.70M	SH	$830.74M 1.07%	0.00	4.70M
Tesla IncDFND	Equity	2.95M	SH	$739.28M 0.95%	0.00	2.95M
NASDAQ 100 IndexDFND	Fund	2.05M	SH	$732.70M 0.94%	0.00	2.05M
NVIDIA CorpDFND	Equity	1.68M	SH	$730.10M 0.94%	0.00	1.68M
JPMorgan Chase & CoDFND	Option	46.52K	SH	$674.58M 0.87%	0.00	4.65M
Amazon.com IncDFND	Option	51.75K	SH	$657.82M 0.85%	0.00	5.17M
iShares MSCI Emerging Markets ETFDFND	Option	142.03K	SH	$539.01M 0.69%	0.00	14.20M
Microsoft CorpDFND	Option	16.86K	SH	$532.32M 0.68%	0.00	1.69M
Advanced Micro Devices IncDFND	Option	48.27K	SH	$496.29M 0.64%	0.00	4.83M
NVIDIA CorpDFND	Option	11.39K	SH	$495.50M 0.64%	0.00	1.14M
Amazon.com IncDFND	Equity	3.81M	SH	$484.60M 0.62%	3.84K	3.81M
VanEck Semiconductor ETFDFND	Option	31.93K	SH	$462.85M 0.59%	0.00	3.19M
SPDR S&P 500 ETF TrustDFND	Fund	1.07M	SH	$458.29M 0.59%	0.00	1.07M
Alphabet IncDFND	Equity	3.37M	SH	$440.88M 0.57%	0.00	3.37M
iShares MSCI ACWI ETFDFND	Option	43K	SH	$397.19M 0.51%	0.00	4.30M
Meta Platforms IncDFND	Option	12.71K	SH	$381.48M 0.49%	0.00	1.27M
Financial Select Sector SPDR FundDFND	Option	110.02K	SH	$364.94M 0.47%	0.00	11M
Technology Select Sector SPDR FundDFND	Fund	2.22M	SH	$363.92M 0.47%	0.00	2.22M

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