BNP PARIBAS FINANCIAL MARKETS

Filed: 8/9/2023ACC: 0001166588-23-000019

📋 What this filing means

BNP PARIBAS FINANCIAL MARKETS filed this quarterly 13F‑HR report disclosing 3672 equity positions with a total reported market value of $79.96B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3672

Positions

$79.96B

Total AUM (reported)

1.60B

Total Shares

Allocation by class

EQUITY$41.95B52.5%

OPTION$29.31B36.7%

FUND$7.75B9.7%

BOND$951.82M1.2%

WARRANT$626.0K0.0%

Portfolio Concentration

Top 3$11.26B14.1%

4–10$8.15B10.2%

11–25$9.20B11.5%

Rest$51.35B64.2%

Top 3 weight

14.1%

Top 10 weight

24.3%

Voting Authority Distribution

Total shares with voting rights: 947.51M

Sole

Full voting authority

742.14K

% of voting shares0.1%

Shared

Joint voting authority

946.77M

% of voting shares99.9%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole4

Shared0

Other3668

Dominant voting typeShared · 99.9% of voting shares

Institutional Holdings3672

Rows:

SPDR S&P 500 ETF Trust

DFND

Option

Shares145.59K

TypeSH

Market value$6.45B

8.07%

Sole

0.00

Shared

14.56M

None

0.00

NASDAQ 100 Index

DFND

Option

Shares85.51K

TypeSH

Market value$3.16B

3.95%

Sole

0.00

Shared

8.55M

None

0.00

iShares Russell 2000 ETF

DFND

Option

Shares88.02K

TypeSH

Market value$1.65B

2.06%

Sole

0.00

Shared

8.80M

None

0.00

Alibaba Group Holding Ltd

DFND

Equity

Shares18.35M

TypeSH

Market value$1.53B

1.91%

Sole

25.98K

Shared

18.32M

None

0.00

Apple Inc

DFND

Equity

Shares6.46M

TypeSH

Market value$1.25B

1.57%

Sole

0.00

Shared

6.46M

None

0.00

Microsoft Corp

DFND

Equity

Shares3.56M

TypeSH

Market value$1.21B

1.51%

Sole

0.00

Shared

3.56M

None

0.00

Apple Inc

DFND

Option

Shares58.28K

TypeSH

Market value$1.13B

1.41%

Sole

0.00

Shared

5.83M

None

0.00

NVIDIA Corp

DFND

Equity

Shares2.54M

TypeSH

Market value$1.07B

1.34%

Sole

0.00

Shared

2.54M

None

0.00

Amazon.com Inc

DFND

Equity

Shares7.55M

TypeSH

Market value$983.86M

1.23%

Sole

0.00

Shared

7.55M

None

0.00

Tesla Inc

DFND

Option

Shares37.07K

TypeSH

Market value$970.41M

1.21%

Sole

0.00

Shared

3.71M

None

0.00

DuPont de Nemours Inc

DFND

Equity

Shares12.57M

TypeSH

Market value$898.11M

1.12%

Sole

0.00

Shared

12.57M

None

0.00

Tesla Inc

DFND

Equity

Shares3.31M

TypeSH

Market value$866.77M

1.08%

Sole

0.00

Shared

3.31M

None

0.00

Amazon.com Inc

DFND

Option

Shares54.93K

TypeSH

Market value$716.04M

0.90%

Sole

0.00

Shared

5.49M

None

0.00

Visa Inc

DFND

Equity

Shares2.93M

TypeSH

Market value$696.62M

0.87%

Sole

0.00

Shared

2.93M

None

0.00

VanEck Semiconductor ETF

DFND

Option

Shares43.98K

TypeSH

Market value$669.60M

0.84%

Sole

0.00

Shared

4.40M

None

0.00

JPMorgan Chase & Co

DFND

Option

Shares44.15K

TypeSH

Market value$642.04M

0.80%

Sole

0.00

Shared

4.41M

None

0.00

Broadcom Inc

DFND

Equity

Shares737.23K

TypeSH

Market value$639.50M

0.80%

Sole

0.00

Shared

737.23K

None

0.00

SPDR S&P 500 ETF Trust

DFND

Fund

Shares1.42M

TypeSH

Market value$629.78M

0.79%

Sole

0.00

Shared

1.42M

None

0.00

Bank of America Corp

DFND

Equity

Shares18.32M

TypeSH

Market value$525.72M

0.66%

Sole

0.00

Shared

18.32M

None

0.00

Technology Select Sector SPDR Fund

DFND

Fund

Shares2.96M

TypeSH

Market value$514.36M

0.64%

Sole

0.00

Shared

2.96M

None

0.00

Industrial Select Sector SPDR Fund

DFND

Fund

Shares4.58M

TypeSH

Market value$491.81M

0.62%

Sole

0.00

Shared

4.58M

None

0.00

NVIDIA Corp

DFND

Option

Shares11.47K

TypeSH

Market value$485.16M

0.61%

Sole

0.00

Shared

1.15M

None

0.00

iShares iBoxx High Yield Corporate Bond ETF

DFND

Option

Shares64.58K

TypeSH

Market value$484.76M

0.61%

Sole

0.00

Shared

6.46M

None

0.00

iShares MSCI Emerging Markets ETF

DFND

Option

Shares120.71K

TypeSH

Market value$477.52M

0.60%

Sole

0.00

Shared

12.07M

None

0.00

Financial Select Sector SPDR Fund

DFND

Option

Shares135.77K

TypeSH

Market value$457.68M

0.57%

Sole

0.00

Shared

13.58M

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
SPDR S&P 500 ETF TrustDFND	Option	145.59K	SH	$6.45B 8.07%	0.00	14.56M
NASDAQ 100 IndexDFND	Option	85.51K	SH	$3.16B 3.95%	0.00	8.55M
iShares Russell 2000 ETFDFND	Option	88.02K	SH	$1.65B 2.06%	0.00	8.80M
Alibaba Group Holding LtdDFND	Equity	18.35M	SH	$1.53B 1.91%	25.98K	18.32M
Apple IncDFND	Equity	6.46M	SH	$1.25B 1.57%	0.00	6.46M
Microsoft CorpDFND	Equity	3.56M	SH	$1.21B 1.51%	0.00	3.56M
Apple IncDFND	Option	58.28K	SH	$1.13B 1.41%	0.00	5.83M
NVIDIA CorpDFND	Equity	2.54M	SH	$1.07B 1.34%	0.00	2.54M
Amazon.com IncDFND	Equity	7.55M	SH	$983.86M 1.23%	0.00	7.55M
Tesla IncDFND	Option	37.07K	SH	$970.41M 1.21%	0.00	3.71M
DuPont de Nemours IncDFND	Equity	12.57M	SH	$898.11M 1.12%	0.00	12.57M
Tesla IncDFND	Equity	3.31M	SH	$866.77M 1.08%	0.00	3.31M
Amazon.com IncDFND	Option	54.93K	SH	$716.04M 0.90%	0.00	5.49M
Visa IncDFND	Equity	2.93M	SH	$696.62M 0.87%	0.00	2.93M
VanEck Semiconductor ETFDFND	Option	43.98K	SH	$669.60M 0.84%	0.00	4.40M
JPMorgan Chase & CoDFND	Option	44.15K	SH	$642.04M 0.80%	0.00	4.41M
Broadcom IncDFND	Equity	737.23K	SH	$639.50M 0.80%	0.00	737.23K
SPDR S&P 500 ETF TrustDFND	Fund	1.42M	SH	$629.78M 0.79%	0.00	1.42M
Bank of America CorpDFND	Equity	18.32M	SH	$525.72M 0.66%	0.00	18.32M
Technology Select Sector SPDR FundDFND	Fund	2.96M	SH	$514.36M 0.64%	0.00	2.96M
Industrial Select Sector SPDR FundDFND	Fund	4.58M	SH	$491.81M 0.62%	0.00	4.58M
NVIDIA CorpDFND	Option	11.47K	SH	$485.16M 0.61%	0.00	1.15M
iShares iBoxx High Yield Corporate Bond ETFDFND	Option	64.58K	SH	$484.76M 0.61%	0.00	6.46M
iShares MSCI Emerging Markets ETFDFND	Option	120.71K	SH	$477.52M 0.60%	0.00	12.07M
Financial Select Sector SPDR FundDFND	Option	135.77K	SH	$457.68M 0.57%	0.00	13.58M

Page 1 of 147

…