BNP PARIBAS FINANCIAL MARKETS

Filed: 5/12/2023ACC: 0001166588-23-000015

📋 What this filing means

BNP PARIBAS FINANCIAL MARKETS filed this quarterly 13F‑HR report disclosing 3599 equity positions with a total reported market value of $71.37B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

3599

Positions

$71.37B

Total AUM (reported)

2.09B

Total Shares

Allocation by class

EQUITY$35.59B49.9%

OPTION$25.04B35.1%

FUND$9.30B13.0%

BOND$1.45B2.0%

WARRANT$902.4K0.0%

Portfolio Concentration

Top 3$6.40B9.0%

4–10$6.47B9.1%

11–25$8.43B11.8%

Rest$50.06B70.1%

Top 3 weight

9.0%

Top 10 weight

18.0%

Voting Authority Distribution

Total shares with voting rights: 938.03M

Sole

Full voting authority

1.36M

% of voting shares0.1%

Shared

Joint voting authority

936.68M

% of voting shares99.9%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole1

Shared0

Other3598

Dominant voting typeShared · 99.9% of voting shares

Institutional Holdings3599

Rows:

NASDAQ 100 INDEX

DFND

OPTION

Shares97.38K

TypeSH

Market value$3.13B

4.38%

Sole

0.00

Shared

9.74M

None

0.00

SPDR SANDP 500 ETF TRUST

DFND

OPTION

Shares46.41K

TypeSH

Market value$1.90B

2.66%

Sole

0.00

Shared

4.64M

None

0.00

ISHARES RUSSELL 2000 ETF

DFND

OPTION

Shares77.16K

TypeSH

Market value$1.38B

1.93%

Sole

0.00

Shared

7.72M

None

0.00

APPLE INC

DFND

OPTION

Shares68.49K

TypeSH

Market value$1.13B

1.58%

Sole

0.00

Shared

6.85M

None

0.00

SPDR SANDP 500 ETF TRUST

DFND

FUND

Shares2.39M

TypeSH

Market value$978.37M

1.37%

Sole

0.00

Shared

2.39M

None

0.00

AMAZON.COM INC

DFND

EQUITY

Shares8.91M

TypeSH

Market value$920.59M

1.29%

Sole

24.29K

Shared

8.89M

None

0.00

MICROSOFT CORP

DFND

EQUITY

Shares3.17M

TypeSH

Market value$913.47M

1.28%

Sole

0.00

Shared

3.17M

None

0.00

APPLE INC

DFND

EQUITY

Shares5.25M

TypeSH

Market value$864.91M

1.21%

Sole

0.00

Shared

5.25M

None

0.00

ISHARES IBOXX HIGH YIELD CORPORATE BOND ETF

DFND

OPTION

Shares114.03K

TypeSH

Market value$861.46M

1.21%

Sole

0.00

Shared

11.40M

None

0.00

NASDAQ 100 INDEX

DFND

FUND

Shares2.51M

TypeSH

Market value$804.96M

1.13%

Sole

0.00

Shared

2.51M

None

0.00

TESLA INC

DFND

OPTION

Shares35.74K

TypeSH

Market value$741.55M

1.04%

Sole

0.00

Shared

3.57M

None

0.00

AMAZON.COM INC

DFND

OPTION

Shares71.16K

TypeSH

Market value$734.96M

1.03%

Sole

0.00

Shared

7.12M

None

0.00

INDUSTRIAL SELECT SECTOR SPDR FUND

DFND

FUND

Shares6.97M

TypeSH

Market value$705.11M

0.99%

Sole

0.00

Shared

6.97M

None

0.00

TESLA INC

DFND

EQUITY

Shares3.24M

TypeSH

Market value$672.49M

0.94%

Sole

4.89K

Shared

3.24M

None

0.00

MICROSOFT CORP

DFND

OPTION

Shares22.72K

TypeSH

Market value$654.93M

0.92%

Sole

0.00

Shared

2.27M

None

0.00

JPMORGAN CHASE AND CO

DFND

OPTION

Shares48.11K

TypeSH

Market value$626.97M

0.88%

Sole

0.00

Shared

4.81M

None

0.00

DUPONT DE NEMOURS INC

DFND

EQUITY

Shares8.26M

TypeSH

Market value$592.62M

0.83%

Sole

0.00

Shared

8.26M

None

0.00

ADVANCED MICRO DEVICES INC

DFND

OPTION

Shares53.41K

TypeSH

Market value$523.42M

0.73%

Sole

0.00

Shared

5.34M

None

0.00

THERMO FISHER SCIENTIFIC INC

DFND

EQUITY

Shares896.54K

TypeSH

Market value$516.74M

0.72%

Sole

0.00

Shared

896.54K

None

0.00

NVIDIA CORP

DFND

EQUITY

Shares1.83M

TypeSH

Market value$509.65M

0.71%

Sole

0.00

Shared

1.83M

None

0.00

BROADCOM INC

DFND

EQUITY

Shares709.15K

TypeSH

Market value$454.95M

0.64%

Sole

0.00

Shared

709.15K

None

0.00

ISHARES RUSSELL 2000 ETF

DFND

FUND

Shares2.53M

TypeSH

Market value$451.55M

0.63%

Sole

1.15K

Shared

2.53M

None

0.00

ISHARES MSCI EMERGING MARKETS ETF

DFND

OPTION

Shares113.92K

TypeSH

Market value$449.54M

0.63%

Sole

0.00

Shared

11.39M

None

0.00

BROADCOM INC

DFND

OPTION

Shares6.41K

TypeSH

Market value$410.91M

0.58%

Sole

0.00

Shared

640.50K

None

0.00

NVIDIA CORP

DFND

OPTION

Shares14.02K

TypeSH

Market value$389.52M

0.55%

Sole

0.00

Shared

1.40M

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
NASDAQ 100 INDEXDFND	OPTION	97.38K	SH	$3.13B 4.38%	0.00	9.74M
SPDR SANDP 500 ETF TRUSTDFND	OPTION	46.41K	SH	$1.90B 2.66%	0.00	4.64M
ISHARES RUSSELL 2000 ETFDFND	OPTION	77.16K	SH	$1.38B 1.93%	0.00	7.72M
APPLE INCDFND	OPTION	68.49K	SH	$1.13B 1.58%	0.00	6.85M
SPDR SANDP 500 ETF TRUSTDFND	FUND	2.39M	SH	$978.37M 1.37%	0.00	2.39M
AMAZON.COM INCDFND	EQUITY	8.91M	SH	$920.59M 1.29%	24.29K	8.89M
MICROSOFT CORPDFND	EQUITY	3.17M	SH	$913.47M 1.28%	0.00	3.17M
APPLE INCDFND	EQUITY	5.25M	SH	$864.91M 1.21%	0.00	5.25M
ISHARES IBOXX HIGH YIELD CORPORATE BOND ETFDFND	OPTION	114.03K	SH	$861.46M 1.21%	0.00	11.40M
NASDAQ 100 INDEXDFND	FUND	2.51M	SH	$804.96M 1.13%	0.00	2.51M
TESLA INCDFND	OPTION	35.74K	SH	$741.55M 1.04%	0.00	3.57M
AMAZON.COM INCDFND	OPTION	71.16K	SH	$734.96M 1.03%	0.00	7.12M
INDUSTRIAL SELECT SECTOR SPDR FUNDDFND	FUND	6.97M	SH	$705.11M 0.99%	0.00	6.97M
TESLA INCDFND	EQUITY	3.24M	SH	$672.49M 0.94%	4.89K	3.24M
MICROSOFT CORPDFND	OPTION	22.72K	SH	$654.93M 0.92%	0.00	2.27M
JPMORGAN CHASE AND CODFND	OPTION	48.11K	SH	$626.97M 0.88%	0.00	4.81M
DUPONT DE NEMOURS INCDFND	EQUITY	8.26M	SH	$592.62M 0.83%	0.00	8.26M
ADVANCED MICRO DEVICES INCDFND	OPTION	53.41K	SH	$523.42M 0.73%	0.00	5.34M
THERMO FISHER SCIENTIFIC INCDFND	EQUITY	896.54K	SH	$516.74M 0.72%	0.00	896.54K
NVIDIA CORPDFND	EQUITY	1.83M	SH	$509.65M 0.71%	0.00	1.83M
BROADCOM INCDFND	EQUITY	709.15K	SH	$454.95M 0.64%	0.00	709.15K
ISHARES RUSSELL 2000 ETFDFND	FUND	2.53M	SH	$451.55M 0.63%	1.15K	2.53M
ISHARES MSCI EMERGING MARKETS ETFDFND	OPTION	113.92K	SH	$449.54M 0.63%	0.00	11.39M
BROADCOM INCDFND	OPTION	6.41K	SH	$410.91M 0.58%	0.00	640.50K
NVIDIA CORPDFND	OPTION	14.02K	SH	$389.52M 0.55%	0.00	1.40M

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