BLUESTEIN SCOTT (Chief Investment Officer) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 10/13/2026ACC: 0001505910-26-000009
Officer· Chief Investment Officer
Since Jul 2018
-20.39K
Net shares
Net seller
$336.7K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
20.39K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−9.74K
Price / share
$16.51
Trade value
$160.82K
% of position
0.4%
10/9/2026
2.48M→2.47M
Common Stock
Direct
Shares
−10.65K
Price / share
$16.51
Trade value
$175.86K
% of position
0.4%
10/9/2026
2.47M→2.46M
Total
Net shares
−20.39K
Net value
-$336.69K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/9/2026 | F · Tax Withholding | −9.74K | $16.51 | $160.82K | 0.4% | 2.48M | 2.47M |
| Common Stock Direct | 10/9/2026 | F · Tax Withholding | −10.65K | $16.51 | $175.86K | 0.4% | 2.47M | 2.46M |
| Total | −20.39K | -$336.69K | ||||||
Derivative Transactions0
No derivative transactions reported