BLUESTEIN SCOTT (Chief Investment Officer) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 7/13/2026ACC: 0001505910-26-000008
Officer· Chief Investment Officer
Since Jul 2018
-20.39K
Net shares
Net seller
$320.0K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
20.39K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−9.74K
Price / share
$15.69
Trade value
$152.84K
% of position
0.4%
7/9/2026
2.50M→2.49M
Common Stock
Direct
Shares
−10.65K
Price / share
$15.69
Trade value
$167.13K
% of position
0.4%
7/9/2026
2.49M→2.48M
Total
Net shares
−20.39K
Net value
-$319.97K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/9/2026 | F · Tax Withholding | −9.74K | $15.69 | $152.84K | 0.4% | 2.50M | 2.49M |
| Common Stock Direct | 7/9/2026 | F · Tax Withholding | −10.65K | $15.69 | $167.13K | 0.4% | 2.49M | 2.48M |
| Total | −20.39K | -$319.97K | ||||||
Derivative Transactions0
No derivative transactions reported