BLUESTEIN SCOTT (Chief Investment Officer) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 4/13/2026ACC: 0001505910-26-000005
Officer· Chief Investment Officer
Since Jul 2018
-20.39K
Net shares
Net seller
$300.6K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
20.39K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−10.65K
Price / share
$14.74
Trade value
$157.01K
% of position
0.4%
4/9/2026
2.52M→2.51M
Common Stock
Direct
Shares
−9.74K
Price / share
$14.74
Trade value
$143.58K
% of position
0.4%
4/9/2026
2.51M→2.50M
Total
Net shares
−20.39K
Net value
-$300.59K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/9/2026 | F · Tax Withholding | −10.65K | $14.74 | $157.01K | 0.4% | 2.52M | 2.51M |
| Common Stock Direct | 4/9/2026 | F · Tax Withholding | −9.74K | $14.74 | $143.58K | 0.4% | 2.51M | 2.50M |
| Total | −20.39K | -$300.59K | ||||||
Derivative Transactions0
No derivative transactions reported