BLUESTEIN SCOTT (Chief Investment Officer) reported 2 transactions at HERCULES CAPITAL, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/13/2026ACC: 0001505910-26-000002
Officer· Chief Investment Officer
Since Jul 2018
-63.51K
Net shares
Net seller
$1.18M
Total sold
0
Open market trades
0B · 0S
2
Total transactions
63.51K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−50.08K
Price / share
$18.59
Trade value
$931.01K
% of position
2.0%
1/9/2026
2.54M→2.49M
Common Stock
Direct
Shares
−13.43K
Price / share
$18.59
Trade value
$249.68K
% of position
0.5%
1/11/2026
2.49M→2.48M
Total
Net shares
−63.51K
Net value
-$1.18M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/9/2026 | F · Tax Withholding | −50.08K | $18.59 | $931.01K | 2.0% | 2.54M | 2.49M |
| Common Stock Direct | 1/11/2026 | F · Tax Withholding | −13.43K | $18.59 | $249.68K | 0.5% | 2.49M | 2.48M |
| Total | −63.51K | -$1.18M | ||||||
Derivative Transactions0
No derivative transactions reported