BLUE OX HEALTHCARE PARTNERS, LLC reported 3 transactions at SERA PROGNOSTICS, INC.
Review the transaction codes below to understand the nature of each event.
Class A Common Stock
Shares
+1.52M
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+1.08M
Price / share
—
Trade value
—
% of position
Class A Common Stock
Shares
+1.20M
Price / share
—
Trade value
—
% of position
Net shares
+3.80M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +1.52M | — | — | New position | 0.00 | 1.52M |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +1.08M | — | — | New position | 0.00 | 1.08M |
| Class A Common Stock Indirect | 7/19/2021 | C · Conversion | +1.20M | — | — | New position | 0.00 | 1.20M |
| Total | +3.80M | $0.00 | ||||||
Series D Convertible Preferred Stock
Class A Common Stock
1.52M shares
Shares
−1.52M
Strike price
Held after
0.00
Exercisable
—
Series D Convertible Preferred Stock
Class A Common Stock
1.08M shares
Shares
−1.08M
Strike price
Held after
0.00
Exercisable
—
Series E Convertible Preferred Stock
Class A Common Stock
1.20M shares
Shares
−1.20M
Strike price
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series D Convertible Preferred Stock Indirect | Class A Common Stock1.52M shares | 7/19/2021 | C · Conversion | −1.52M | — | 0.00 | |
| Series D Convertible Preferred Stock Indirect | Class A Common Stock1.08M shares | 7/19/2021 | C · Conversion | −1.08M | — | 0.00 | |
| Series E Convertible Preferred Stock Indirect | Class A Common Stock1.20M shares | 7/19/2021 | C · Conversion | −1.20M | — | 0.00 |