BLACK WINSTON L III (Chief Executive Officer) exercised options at SWK HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 9/7/2022ACC: 0001550168-22-000001
Officer· Chief Executive Officer
Since Jan 2019
-101.93K
Net shares
Net seller
$1.78M
Total sold
0
Open market trades
0B · 0S
5
Total transactions
125K acquired · 226.93K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+50K
Price / share
$13.70
Trade value
$685K
% of position
65.2%
8/31/2022
76.66K→126.66K
Common Stock
Direct
Shares
+75K
Price / share
$12.50
Trade value
$937.50K
% of position
59.2%
8/31/2022
126.66K→201.66K
Common Stock
Direct
Shares
−101.93K
Price / share
$17.48
Trade value
$1.78M
% of position
50.5%
8/31/2022
201.66K→99.74K
Total
Net shares
+23.07K
Net value
-$159.17K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/31/2022 | M · Option Exercise | +50K | $13.70 | $685K | 65.2% | 76.66K | 126.66K |
| Common Stock Direct | 8/31/2022 | M · Option Exercise | +75K | $12.50 | $937.50K | 59.2% | 126.66K | 201.66K |
| Common Stock Direct | 8/31/2022 | F · Tax Withholding | −101.93K | $17.48 | $1.78M | 50.5% | 201.66K | 99.74K |
| Total | +23.07K | -$159.17K | ||||||
Derivative Transactions2
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
50K shares
Shares
−50K
Strike price
13.7
Held after
0.00
Exercisable
—
8/31/2022
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
75K shares
Shares
−75K
Strike price
12.5
Held after
0.00
Exercisable
—
8/31/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock50K shares | 8/31/2022 | M · Option Exercise | −50K | 13.7 | — | 0.00 |
| Employee Stock Option (right to buy) Direct | Common Stock75K shares | 8/31/2022 | M · Option Exercise | −75K | 12.5 | — | 0.00 |