BLACK WINSTON L III (Chief Executive Officer) exercised options at SWK HOLDINGS CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/3/2022ACC: 0000947871-22-000002
Officer· Chief Executive Officer
Since Jan 2019
-50.43K
Net shares
Net seller
$990.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
75K acquired · 125.43K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+75K
Price / share
$8.30
Trade value
$622.50K
% of position
144.0%
12/31/2021
52.09K→127.09K
Common Stock
Direct
Shares
−50.43K
Price / share
$19.63
Trade value
$989.96K
% of position
39.7%
12/31/2021
127.09K→76.66K
Total
Net shares
+24.57K
Net value
-$367.46K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/31/2021 | M · Option Exercise | +75K | $8.30 | $622.50K | 144.0% | 52.09K | 127.09K |
| Common Stock Direct | 12/31/2021 | F · Tax Withholding | −50.43K | $19.63 | $989.96K | 39.7% | 127.09K | 76.66K |
| Total | +24.57K | -$367.46K | ||||||
Derivative Transactions1
Employee Stock Option (right to buy)
Direct
Converts to
Common Stock
75K shares
Shares
−75K
Strike price
8.30
Held after
0.00
Exercisable
—
12/31/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock75K shares | 12/31/2021 | M · Option Exercise | −75K | 8.30 | — | 0.00 |