BISER SHERI D (EVP/CCO) exercised options at GUARANTY FEDERAL BANCSHARES INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/5/2022ACC: 0001140361-22-013145
Officer· EVP/CCO
Since Mar 2019
-20.87K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
8.28K acquired · 29.16K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+4.14K
Price / share
—
Trade value
—
% of position
21.3%
4/1/2022
19.48K→23.63K
Common Stock
Direct
Shares
−4.14K
Price / share
—
Trade value
—
% of position
17.5%
4/1/2022
23.63K→19.48K
Common Stock
Direct
Shares
−19.48K
Price / share
—
Trade value
—
% of position
New position
4/1/2022
19.48K→0.00
Common Stock
Indirect
Shares
−1.39K
Price / share
—
Trade value
—
% of position
New position
4/1/2022
1.39K→0.00
Total
Net shares
−20.87K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/1/2022 | M · Option Exercise | +4.14K | — | — | 21.3% | 19.48K | 23.63K |
| Common Stock Direct | 4/1/2022 | D · Disposition | −4.14K | — | — | 17.5% | 23.63K | 19.48K |
| Common Stock Direct | 4/1/2022 | D · Disposition | −19.48K | — | — | New position | 19.48K | 0.00 |
| Common Stock Indirect | 4/1/2022 | D · Disposition | −1.39K | — | — | New position | 1.39K | 0.00 |
| Total | −20.87K | $0.00 | ||||||
Derivative Transactions2
Performance-Based Restricted Stock Units
Direct
Converts to
Common Stock
4.14K shares
Shares
+4.14K
Strike price
Held after
4.14K
Exercisable
—
4/1/2022
Performance-Based Restricted Stock Units
Direct
Converts to
Common Stock
4.14K shares
Shares
−4.14K
Strike price
Held after
0.00
Exercisable
—
4/1/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance-Based Restricted Stock Units Direct | Common Stock4.14K shares | 4/1/2022 | A · Award | +4.14K | — | 4.14K | |
| Performance-Based Restricted Stock Units Direct | Common Stock4.14K shares | 4/1/2022 | M · Option Exercise | −4.14K | — | 0.00 |