Filed: 5/15/2024ACC: 0000950142-24-001359
📋 What this filing means
BIRCH GROVE CAPITAL LP filed this quarterly 13F‑HR report disclosing 6 equity positions with a total reported market value of $13.11M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
6
Positions
$13.11M
Total AUM (reported)
19.95M
Total Shares
Allocation by class
NOTE 0.750% 2/0$8.73M66.6%
NOTE 3.000% 10/1$3.21M24.5%
NOTE 1.000% 3/0$1.13M8.6%
*W EXP 02/29/202$24.5K0.2%
TR UNIT$9.2K0.1%
*W EXP 02/13/202$7.5K0.1%
Portfolio Concentration
Top 3$13.07M99.7%
4–10$41.2K0.3%
Top 3 weight
99.7%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 19.95M
Sole
Full voting authority
1.35M
shares
% of voting shares6.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
18.60M
shares
% of voting shares93.2%
Investment Discretion (by position count)
Sole6
Shared0
Other0
Dominant voting typeNone · 93.2% of voting shares
Institutional Holdings6
Rows:
MITEK SYS INC
SOLEShares9.38M
TypePRN
Market value$8.73M
66.61%
Sole
0.00
Shared
0.00
None
9.38M
KARYOPHARM THERAPEUTICS INC
SOLEShares6M
TypePRN
Market value$3.21M
24.49%
Sole
0.00
Shared
0.00
None
6M
THE REALREAL INC
SOLEShares3.22M
TypePRN
Market value$1.13M
8.59%
Sole
0.00
Shared
0.00
None
3.22M
CHURCHILL CAPITAL CORP VII
SOLEShares80K
TypeSH
Market value$24.5K
0.19%
Sole
80K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares1.19M
TypeSH
Market value$9.2K
0.07%
Sole
1.19M
Shared
0.00
None
0.00
MULTIPLAN CORPORATION
SOLEShares75K
TypeSH
Market value$7.5K
0.06%
Sole
75K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MITEK SYS INCSOLE | NOTE 0.750% 2/0 | 9.38M | PRN | $8.73M 66.61% | 0.00 | 0.00 | 9.38M |
KARYOPHARM THERAPEUTICS INCSOLE | NOTE 3.000% 10/1 | 6M | PRN | $3.21M 24.49% | 0.00 | 0.00 | 6M |
THE REALREAL INCSOLE | NOTE 1.000% 3/0 | 3.22M | PRN | $1.13M 8.59% | 0.00 | 0.00 | 3.22M |
CHURCHILL CAPITAL CORP VIISOLE | *W EXP 02/29/202 | 80K | SH | $24.5K 0.19% | 80K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.19M | SH | $9.2K 0.07% | 1.19M | 0.00 | 0.00 |
MULTIPLAN CORPORATIONSOLE | *W EXP 02/13/202 | 75K | SH | $7.5K 0.06% | 75K | 0.00 | 0.00 |