Filed: 2/14/2024ACC: 0000950142-24-000427
📋 What this filing means
BIRCH GROVE CAPITAL LP filed this quarterly 13F‑HR report disclosing 9 equity positions with a total reported market value of $23.33M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
9
Positions
$23.33M
Total AUM (reported)
34.06M
Total Shares
Allocation by class
NOTE 0.750% 2/0$14.29M61.2%
NOTE 3.000% 10/1$4.03M17.3%
NOTE 1.000% 3/0$2.52M10.8%
NOTE 0.500% 2/0$2.47M10.6%
*W EXP 02/29/202$13.1K0.1%
TR UNIT$6.8K0.0%
*W EXP 02/13/202$750.000.0%
Portfolio Concentration
Top 3$20.83M89.3%
4–10$2.49M10.7%
Top 3 weight
89.3%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 34.06M
Sole
Full voting authority
1.13M
shares
% of voting shares3.3%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
32.93M
shares
% of voting shares96.7%
Investment Discretion (by position count)
Sole9
Shared0
Other0
Dominant voting typeNone · 96.7% of voting shares
Institutional Holdings9
Rows:
MITEK SYS INC
SOLEShares16.22M
TypePRN
Market value$14.29M
61.25%
Sole
0.00
Shared
0.00
None
16.22M
KARYOPHARM THERAPEUTICS INC
SOLEShares8M
TypePRN
Market value$4.03M
17.27%
Sole
0.00
Shared
0.00
None
8M
THE REALREAL INC
SOLEShares6.22M
TypePRN
Market value$2.52M
10.79%
Sole
0.00
Shared
0.00
None
6.22M
8X8 INC NEW
SOLEShares2.50M
TypePRN
Market value$2.47M
10.60%
Sole
0.00
Shared
0.00
None
2.50M
CHURCHILL CAPITAL CORP VII
SOLEShares80K
TypeSH
Market value$13.1K
0.06%
Sole
80K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares837.50K
TypeSH
Market value$6.8K
0.03%
Sole
837.50K
Shared
0.00
None
0.00
MULTIPLAN CORPORATION
SOLEShares75K
TypeSH
Market value$750.00
<0.01%
Sole
75K
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP V
SOLEShares100K
TypeSH
Market value$600.00
<0.01%
Sole
100K
Shared
0.00
None
0.00
SKILLSOFT CORP
SOLEShares33.33K
TypeSH
Market value$103.00
<0.01%
Sole
33.33K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
MITEK SYS INCSOLE | NOTE 0.750% 2/0 | 16.22M | PRN | $14.29M 61.25% | 0.00 | 0.00 | 16.22M |
KARYOPHARM THERAPEUTICS INCSOLE | NOTE 3.000% 10/1 | 8M | PRN | $4.03M 17.27% | 0.00 | 0.00 | 8M |
THE REALREAL INCSOLE | NOTE 1.000% 3/0 | 6.22M | PRN | $2.52M 10.79% | 0.00 | 0.00 | 6.22M |
8X8 INC NEWSOLE | NOTE 0.500% 2/0 | 2.50M | PRN | $2.47M 10.60% | 0.00 | 0.00 | 2.50M |
CHURCHILL CAPITAL CORP VIISOLE | *W EXP 02/29/202 | 80K | SH | $13.1K 0.06% | 80K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 837.50K | SH | $6.8K 0.03% | 837.50K | 0.00 | 0.00 |
MULTIPLAN CORPORATIONSOLE | *W EXP 02/13/202 | 75K | SH | $750.00 <0.01% | 75K | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VSOLE | *W EXP 10/29/202 | 100K | SH | $600.00 <0.01% | 100K | 0.00 | 0.00 |
SKILLSOFT CORPSOLE | *W EXP 06/11/202 | 33.33K | SH | $103.00 <0.01% | 33.33K | 0.00 | 0.00 |