Filed: 11/14/2023ACC: 0000950142-23-002785
📋 What this filing means
BIRCH GROVE CAPITAL LP filed this quarterly 13F‑HR report disclosing 12 equity positions with a total reported market value of $57.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
12
Positions
$57.38M
Total AUM (reported)
68.38M
Total Shares
Allocation by class
NOTE 1.750% 2/1$25.06M43.7%
NOTE 0.750% 2/0$14.17M24.7%
NOTE 1.500% 8/1$6.86M11.9%
NOTE 3.000% 10/1$5.21M9.1%
NOTE 1.000% 3/0$3.66M6.4%
NOTE 0.500% 2/0$2.33M4.1%
*W EXP 02/29/202$24.6K0.0%
Portfolio Concentration
Top 3$46.09M80.3%
4–10$11.28M19.7%
11–25$10.5K0.0%
Top 3 weight
80.3%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 68.38M
Sole
Full voting authority
767.33K
shares
% of voting shares1.1%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
67.61M
shares
% of voting shares98.9%
Investment Discretion (by position count)
Sole12
Shared0
Other0
Dominant voting typeNone · 98.9% of voting shares
Institutional Holdings12
Rows:
TABULA RASA HEALTHCARE INC
SOLEShares25.58M
TypePRN
Market value$25.06M
43.68%
Sole
0.00
Shared
0.00
None
25.58M
MITEK SYS INC
SOLEShares16.22M
TypePRN
Market value$14.17M
24.69%
Sole
0.00
Shared
0.00
None
16.22M
JAZZ INVESTMENTS I LTD
SOLEShares7.10M
TypePRN
Market value$6.86M
11.95%
Sole
0.00
Shared
0.00
None
7.10M
KARYOPHARM THERAPEUTICS INC
SOLEShares8M
TypePRN
Market value$5.21M
9.09%
Sole
0.00
Shared
0.00
None
8M
THE REALREAL INC
SOLEShares8.22M
TypePRN
Market value$3.66M
6.39%
Sole
0.00
Shared
0.00
None
8.22M
8X8 INC NEW
SOLEShares2.50M
TypePRN
Market value$2.33M
4.07%
Sole
0.00
Shared
0.00
None
2.50M
CHURCHILL CAPITAL CORP VII
SOLEShares80K
TypeSH
Market value$24.6K
0.04%
Sole
80K
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP V
SOLEShares100K
TypeSH
Market value$20.0K
0.03%
Sole
100K
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP VI
SOLEShares80K
TypeSH
Market value$12.8K
0.02%
Sole
80K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares399K
TypeSH
Market value$8.5K
0.01%
Sole
399K
Shared
0.00
None
0.00
MULTIPLAN CORPORATION
SOLEShares75K
TypeSH
Market value$7.8K
0.01%
Sole
75K
Shared
0.00
None
0.00
SKILLSOFT CORP
SOLEShares33.33K
TypeSH
Market value$2.7K
<0.01%
Sole
33.33K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TABULA RASA HEALTHCARE INCSOLE | NOTE 1.750% 2/1 | 25.58M | PRN | $25.06M 43.68% | 0.00 | 0.00 | 25.58M |
MITEK SYS INCSOLE | NOTE 0.750% 2/0 | 16.22M | PRN | $14.17M 24.69% | 0.00 | 0.00 | 16.22M |
JAZZ INVESTMENTS I LTDSOLE | NOTE 1.500% 8/1 | 7.10M | PRN | $6.86M 11.95% | 0.00 | 0.00 | 7.10M |
KARYOPHARM THERAPEUTICS INCSOLE | NOTE 3.000% 10/1 | 8M | PRN | $5.21M 9.09% | 0.00 | 0.00 | 8M |
THE REALREAL INCSOLE | NOTE 1.000% 3/0 | 8.22M | PRN | $3.66M 6.39% | 0.00 | 0.00 | 8.22M |
8X8 INC NEWSOLE | NOTE 0.500% 2/0 | 2.50M | PRN | $2.33M 4.07% | 0.00 | 0.00 | 2.50M |
CHURCHILL CAPITAL CORP VIISOLE | *W EXP 02/29/202 | 80K | SH | $24.6K 0.04% | 80K | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VSOLE | *W EXP 10/29/202 | 100K | SH | $20.0K 0.03% | 100K | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VISOLE | *W EXP 02/17/202 | 80K | SH | $12.8K 0.02% | 80K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 399K | SH | $8.5K 0.01% | 399K | 0.00 | 0.00 |
MULTIPLAN CORPORATIONSOLE | *W EXP 02/13/202 | 75K | SH | $7.8K 0.01% | 75K | 0.00 | 0.00 |
SKILLSOFT CORPSOLE | *W EXP 06/11/202 | 33.33K | SH | $2.7K <0.01% | 33.33K | 0.00 | 0.00 |