Filed: 8/14/2023ACC: 0000950142-23-002229
📋 What this filing means
BIRCH GROVE CAPITAL LP filed this quarterly 13F‑HR report disclosing 13 equity positions with a total reported market value of $68.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
13
Positions
$68.13M
Total AUM (reported)
87.28M
Total Shares
Allocation by class
NOTE 1.750% 2/1$21.62M31.7%
NOTE 1.500% 8/1$15.29M22.4%
NOTE 0.750% 2/0$13.64M20.0%
NOTE 1.000% 3/0$7.77M11.4%
NOTE 3.000% 10/1$5.40M7.9%
NOTE 0.500% 2/0$2.39M3.5%
COM$1.97M2.9%
Portfolio Concentration
Top 3$50.55M74.2%
4–10$17.57M25.8%
11–25$11.5K0.0%
Top 3 weight
74.2%
Top 10 weight
100.0%
Voting Authority Distribution
Total shares with voting rights: 87.28M
Sole
Full voting authority
665.58K
shares
% of voting shares0.8%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
86.61M
shares
% of voting shares99.2%
Investment Discretion (by position count)
Sole13
Shared0
Other0
Dominant voting typeNone · 99.2% of voting shares
Institutional Holdings13
Rows:
TABULA RASA HEALTHCARE INC
SOLEShares25.58M
TypePRN
Market value$21.62M
31.73%
Sole
0.00
Shared
0.00
None
25.58M
JAZZ INVESTMENTS I LTD
SOLEShares16.10M
TypePRN
Market value$15.29M
22.45%
Sole
0.00
Shared
0.00
None
16.10M
MITEK SYS INC
SOLEShares16.22M
TypePRN
Market value$13.64M
20.02%
Sole
0.00
Shared
0.00
None
16.22M
THE REALREAL INC
SOLEShares18.22M
TypePRN
Market value$7.77M
11.40%
Sole
0.00
Shared
0.00
None
18.22M
KARYOPHARM THERAPEUTICS INC
SOLEShares8M
TypePRN
Market value$5.40M
7.93%
Sole
0.00
Shared
0.00
None
8M
8X8 INC NEW
SOLEShares2.50M
TypePRN
Market value$2.39M
3.51%
Sole
0.00
Shared
0.00
None
2.50M
INOTIV INC
SOLEShares296.10K
TypeSH
Market value$1.97M
2.89%
Sole
296.10K
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP V
SOLEShares100K
TypeSH
Market value$17.0K
0.02%
Sole
100K
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP VI
SOLEShares80K
TypeSH
Market value$14.8K
0.02%
Sole
80K
Shared
0.00
None
0.00
CHURCHILL CAPITAL CORP VII
SOLEShares80K
TypeSH
Market value$11.6K
0.02%
Sole
80K
Shared
0.00
None
0.00
MULTIPLAN CORPORATION
SOLEShares75K
TypeSH
Market value$5.3K
<0.01%
Sole
75K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares1.15K
TypeSH
Market value$3.8K
<0.01%
Sole
1.15K
Shared
0.00
None
0.00
SKILLSOFT CORP
SOLEShares33.33K
TypeSH
Market value$2.5K
<0.01%
Sole
33.33K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TABULA RASA HEALTHCARE INCSOLE | NOTE 1.750% 2/1 | 25.58M | PRN | $21.62M 31.73% | 0.00 | 0.00 | 25.58M |
JAZZ INVESTMENTS I LTDSOLE | NOTE 1.500% 8/1 | 16.10M | PRN | $15.29M 22.45% | 0.00 | 0.00 | 16.10M |
MITEK SYS INCSOLE | NOTE 0.750% 2/0 | 16.22M | PRN | $13.64M 20.02% | 0.00 | 0.00 | 16.22M |
THE REALREAL INCSOLE | NOTE 1.000% 3/0 | 18.22M | PRN | $7.77M 11.40% | 0.00 | 0.00 | 18.22M |
KARYOPHARM THERAPEUTICS INCSOLE | NOTE 3.000% 10/1 | 8M | PRN | $5.40M 7.93% | 0.00 | 0.00 | 8M |
8X8 INC NEWSOLE | NOTE 0.500% 2/0 | 2.50M | PRN | $2.39M 3.51% | 0.00 | 0.00 | 2.50M |
INOTIV INCSOLE | COM | 296.10K | SH | $1.97M 2.89% | 296.10K | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VSOLE | *W EXP 10/29/202 | 100K | SH | $17.0K 0.02% | 100K | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VISOLE | *W EXP 02/17/202 | 80K | SH | $14.8K 0.02% | 80K | 0.00 | 0.00 |
CHURCHILL CAPITAL CORP VIISOLE | *W EXP 02/29/202 | 80K | SH | $11.6K 0.02% | 80K | 0.00 | 0.00 |
MULTIPLAN CORPORATIONSOLE | *W EXP 02/13/202 | 75K | SH | $5.3K <0.01% | 75K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 1.15K | SH | $3.8K <0.01% | 1.15K | 0.00 | 0.00 |
SKILLSOFT CORPSOLE | *W EXP 06/11/202 | 33.33K | SH | $2.5K <0.01% | 33.33K | 0.00 | 0.00 |