BIOENGINE CAPITAL INC. enters WINDTREE THERAPEUTICS INC /DE/ with 3.55M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/21/2019ACC: 0001213900-19-004601
10% Owner
Since Dec 2018
3.55M
Baseline shares
100% direct
3.55M
Direct ownership
1 position
1.13M
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
COMMON STOCK
DirectShares owned3.55M
Total
3.55M direct3.55M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| COMMON STOCK | 3.55M | Direct |
| Total | 3.55M | 3.55M direct |
Derivative Holdings2
SERIES G WARRANTS
DirectUnderlying security
COMMON STOCK
Underlying shares
747.01K
Shares owned
N/A
Exercise price
4.05
Expiration
—
Exercise window
—
SERIES F WARRANTS
DirectUnderlying security
COMMON STOCK
Underlying shares
384.82K
Shares owned
N/A
Exercise price
3.68
Expiration
—
Exercise window
—
Total
Underlying
1.13M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| SERIES G WARRANTS Direct | COMMON STOCK | 4.05 | — | — | 747.01K | N/A |
| SERIES F WARRANTS Direct | COMMON STOCK | 3.68 | — | — | 384.82K | N/A |
| Total | 1.13M | 0.00 | ||||