BHATIA VIKRANT (Executive Vice President) exercised options at FORTERRA, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

BHATIA VIKRANT

Filed: 3/15/2022ACC: 0001678463-22-000026

InsiderBHATIA VIKRANTCIK 1628240

→

IssuerFORTERRA, INC.CIK 1678463

Officer· Executive Vice President

Since Dec 2018

-12.89K

Net shares

Net seller

$303.9K

Total sold

Open market trades

0B · 0S

Total transactions

35.74K acquired · 48.63K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+8.80K

Price / share

—

Trade value

—

% of position

3.6%

2/22/2022

246.07K→254.87K

Common Stock

Direct

F · Tax Withholding

−2.29K

Price / share

$23.64

Trade value

$54.11K

% of position

0.9%

2/22/2022

254.87K→252.58K

Common Stock

Direct

M · Option Exercise

+8.69K

Price / share

—

Trade value

—

% of position

3.4%

3/13/2022

252.58K→261.27K

Common Stock

Direct

F · Tax Withholding

−3.42K

Price / share

$23.58

Trade value

$80.62K

% of position

1.3%

3/13/2022

261.27K→257.85K

Common Stock

Direct

M · Option Exercise

+18.25K

Price / share

—

Trade value

—

% of position

7.1%

3/14/2022

257.85K→276.10K

Common Stock

Direct

F · Tax Withholding

−7.18K

Price / share

$23.55

Trade value

$169.16K

% of position

2.6%

3/14/2022

276.10K→268.92K

Total

Net shares

+22.85K

Net value

-$303.89K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/22/2022	M · Option Exercise	+8.80K	—	—	3.6%	246.07K	254.87K
Common Stock Direct	2/22/2022	F · Tax Withholding	−2.29K	$23.64	$54.11K	0.9%	254.87K	252.58K
Common Stock Direct	3/13/2022	M · Option Exercise	+8.69K	—	—	3.4%	252.58K	261.27K
Common Stock Direct	3/13/2022	F · Tax Withholding	−3.42K	$23.58	$80.62K	1.3%	261.27K	257.85K
Common Stock Direct	3/14/2022	M · Option Exercise	+18.25K	—	—	7.1%	257.85K	276.10K
Common Stock Direct	3/14/2022	F · Tax Withholding	−7.18K	$23.55	$169.16K	2.6%	276.10K	268.92K
Total			+22.85K		-$303.89K

Derivative Transactions3

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

8.80K shares

−8.80K

Strike price

Held after

17.60K

Exercisable

—

2/22/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

8.69K shares

−8.69K

Strike price

Held after

8.69K

Exercisable

—

3/13/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

18.25K shares

−18.25K

Strike price

Held after

0.00

Exercisable

—

3/14/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock8.80K shares	2/22/2022	M · Option Exercise	−8.80K	—	17.60K
Restricted Stock Unit Direct	Common Stock8.69K shares	3/13/2022	M · Option Exercise	−8.69K	—	8.69K
Restricted Stock Unit Direct	Common Stock18.25K shares	3/14/2022	M · Option Exercise	−18.25K	—	0.00