BHATIA VIKRANT (Executive Vice President) exercised options at FORTERRA, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/16/2021ACC: 0001678463-21-000034
Officer· Executive Vice President
Since Dec 2018
-10.60K
Net shares
Net seller
$249.0K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
26.94K acquired · 37.54K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+8.69K
Price / share
—
Trade value
—
% of position
9.1%
3/13/2021
95.30K→103.98K
Common Stock
Direct
Shares
−3.42K
Price / share
$23.49
Trade value
$80.31K
% of position
3.3%
3/13/2021
103.98K→100.56K
Common Stock
Direct
Shares
+18.25K
Price / share
—
Trade value
—
% of position
18.2%
3/14/2021
100.56K→118.82K
Common Stock
Direct
Shares
−7.18K
Price / share
$23.49
Trade value
$168.73K
% of position
6.0%
3/14/2021
118.82K→111.64K
Total
Net shares
+16.34K
Net value
-$249.04K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/13/2021 | M · Option Exercise | +8.69K | — | — | 9.1% | 95.30K | 103.98K |
| Common Stock Direct | 3/13/2021 | F · Tax Withholding | −3.42K | $23.49 | $80.31K | 3.3% | 103.98K | 100.56K |
| Common Stock Direct | 3/14/2021 | M · Option Exercise | +18.25K | — | — | 18.2% | 100.56K | 118.82K |
| Common Stock Direct | 3/14/2021 | F · Tax Withholding | −7.18K | $23.49 | $168.73K | 6.0% | 118.82K | 111.64K |
| Total | +16.34K | -$249.04K | ||||||
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Common Stock
8.69K shares
Shares
−8.69K
Strike price
Held after
17.38K
Exercisable
—
3/13/2021
Restricted Stock Unit
Direct
Converts to
Common Stock
18.25K shares
Shares
−18.25K
Strike price
Held after
18.25K
Exercisable
—
3/14/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock8.69K shares | 3/13/2021 | M · Option Exercise | −8.69K | — | 17.38K | |
| Restricted Stock Unit Direct | Common Stock18.25K shares | 3/14/2021 | M · Option Exercise | −18.25K | — | 18.25K |