BETZ RICHARD F (Chief Executive Officer) exercised options at CIMAREX RESOLUTE LLC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 11/30/2018ACC: 0001144204-18-062704
DirectorOfficer· Chief Executive Officer
Since Nov 2018
-9.13K
Net shares
Net seller
$317.5K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
60.29K acquired · 69.41K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+26.03K
Price / share
$6.75
Trade value
$175.72K
% of position
9.9%
11/28/2018
263.68K→289.71K
Common Stock
Direct
Shares
+34.25K
Price / share
$2.92
Trade value
$99.85K
% of position
11.8%
11/28/2018
289.71K→323.96K
Common Stock
Direct
Shares
−9.13K
Price / share
$34.79
Trade value
$317.49K
% of position
2.8%
11/28/2018
323.96K→314.84K
Total
Net shares
+51.16K
Net value
-$41.92K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/28/2018 | M · Option Exercise | +26.03K | $6.75 | $175.72K | 9.9% | 263.68K | 289.71K |
| Common Stock Direct | 11/28/2018 | M · Option Exercise | +34.25K | $2.92 | $99.85K | 11.8% | 289.71K | 323.96K |
| Common Stock Direct | 11/28/2018 | F · Tax Withholding | −9.13K | $34.79 | $317.49K | 2.8% | 323.96K | 314.84K |
| Total | +51.16K | -$41.92K | ||||||
Derivative Transactions2
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
26.03K shares
Shares
−26.03K
Strike price
6.75
Held after
0.00
Exercisable
—
11/28/2018
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
34.25K shares
Shares
−34.25K
Strike price
2.915
Held after
0.00
Exercisable
—
11/28/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock26.03K shares | 11/28/2018 | M · Option Exercise | −26.03K | 6.75 | — | 0.00 |
| Employee Stock Option (Right to buy) Direct | Common Stock34.25K shares | 11/28/2018 | M · Option Exercise | −34.25K | 2.915 | — | 0.00 |