Filed: 1/28/2021ACC: 0001638599-21-000081
Officer· Chief Banking Officer
Since Aug 2018
+2.50K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
2.50K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Options to Purchase Common Stock
Direct
Converts to
Common Stock
2.50K shares
Shares
+2.50K
Strike price
9.41
Held after
2.50K
Exercisable
—
1/26/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | Common Stock2.50K shares | 1/26/2021 | A · Award | +2.50K | 9.41 | — | 2.50K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned6.62K
Total
6.62K direct6.62K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6.62K | Direct |
| Total | 6.62K | 6.62K direct |
Derivative Holdings (Post-Transaction)5
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
2.50K
Shares owned
2.50K
Exercise price
8.12
Expiration
—
Exercise window
—
Options to Purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
5K
Exercise price
11.84
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
1.70K
Shares owned
1.70K
Exercise price
10.15
Expiration
—
Exercise window
—
Options to Purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
7.50K
Shares owned
7.50K
Exercise price
11.84
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
2.50K
Shares owned
2.50K
Exercise price
8.12
Expiration
—
Exercise window
—
Total
Underlying
19.20K
Owned
19.20K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 8.12 | — | — | 2.50K | 2.50K |
| Options to Purchase Common Stock Direct | Common Stock | 11.84 | — | — | 5K | 5K |
| Stock Options Direct | Common Stock | 10.15 | — | — | 1.70K | 1.70K |
| Options to Purchase Common Stock Direct | Common Stock | 11.84 | — | — | 7.50K | 7.50K |
| Stock Options Direct | Common Stock | 8.12 | — | — | 2.50K | 2.50K |
| Total | 19.20K | 19.20K | ||||