Filed: 1/23/2020ACC: 0001638599-20-000084
Officer· Chief Banking Officer
Since Aug 2018
+5K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
5K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Options to Purchase Common Stock
Direct
Converts to
common stock
5K shares
Shares
+5K
Strike price
11.84
Held after
5K
Exercisable
—
1/21/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | common stock5K shares | 1/21/2020 | A · Award | +5K | 11.84 | — | 5K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned100.00
Total
100.00 direct100.00
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 100.00 | Direct |
| Total | 100.00 | 100.00 direct |
Derivative Holdings (Post-Transaction)3
Options to purchase common stock
DirectUnderlying security
common stock
Underlying shares
7.50K
Shares owned
7.50K
Exercise price
11.84
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
common stock
Underlying shares
1.70K
Shares owned
1.70K
Exercise price
10.15
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
common stock
Underlying shares
2.50K
Shares owned
2.50K
Exercise price
8.12
Expiration
—
Exercise window
—
Total
Underlying
11.70K
Owned
11.70K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Options to purchase common stock Direct | common stock | 11.84 | — | — | 7.50K | 7.50K |
| Stock Options Direct | common stock | 10.15 | — | — | 1.70K | 1.70K |
| Stock Options Direct | common stock | 8.12 | — | — | 2.50K | 2.50K |
| Total | 11.70K | 11.70K | ||||